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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

LAWRENCE SHELDON STEINBERG

Advisor at CABIN ADVISORS, LLC

Pasadena, CA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:b2047844-053e-32cf-c2f1-2b9cdfefd9f5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CABIN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 28, 2000
First registration: Dec 18, 2001
Dual registered: yes, broker-dealer
Other names: OOGIE STEINBERG|LARRY STEINBERG|LAWRENCE SHELDON JR STEINBERG|LAWRENCE SHELDON STEINBERG
IAPD individual key: 2349876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CABIN ADVISORS, LLC	Independent wealth	Oct 28, 2022	n/a	yes	OVERLAND PARK, KS\|Pasadena, CA	Current employment
CLARAPHI ADVISORY NETWORK, LLC	Independent wealth	Oct 26, 2016	Dec 31, 2022	no	Pasadena, CA\|ALISO VIEJO, CA\|Pasadena, CA	Previous registration
NFSG CORPORATION	Bd affiliated wealth	May 23, 2014	Oct 19, 2016	no	PASADENA, CA\|BOCA RATON, FL	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Nov 2, 2009	Jan 16, 2014	no	SCOTTSDALE, AZ\|Cedar Rapids, IA\|SCOTTSDALE, AZ\|PASADENA, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Nov 3, 2009	no	SCOTTSDALE, AZ	Previous registration
ASSOCIATED SECURITIES CORP.	n/a	Dec 5, 2008	Sep 8, 2009	no	SCOTTSDALE, AZ\|SAN MATEO, CA	Previous registration
STEINBERG FINANCIAL ADVISERS	n/a	Jan 3, 2005	Nov 20, 2009	no	SCOTTSDALE, AZ\|PASADENA, CA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Dec 18, 2001	Dec 8, 2008	no	SCOTTSDALE, AZ\|PASADENA, CA\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLARAPHI ADVISORY NETWORK, LLC	CABIN ADVISORS, LLC	Dec 31, 2022	Oct 28, 2022	-64	Firm change after gap	RIA to RIA
NFSG CORPORATION	CLARAPHI ADVISORY NETWORK, LLC	Oct 19, 2016	Oct 26, 2016	7	Firm change	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	NFSG CORPORATION	Jan 16, 2014	May 23, 2014	127	Firm change	Other
STEINBERG FINANCIAL ADVISERS	ASSOCIATED SECURITIES CORP.	Nov 20, 2009	Dec 5, 2008	-350	Firm change after gap	Other
LPL FINANCIAL LLC	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Nov 3, 2009	Nov 2, 2009	-1	Firm change	Other
ASSOCIATED SECURITIES CORP.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Firm change	Other
FSC SECURITIES CORPORATION	STEINBERG FINANCIAL ADVISERS	Dec 8, 2008	Jan 3, 2005	-1,435	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165868:312547:CA:2022-12-22	Dec 31, 2022	Oct 28, 2022	PASADENA, CA	Firm change after gap

Relationships

Registered with (8)

→ CABIN ADVISORS, LLCRegistered adviserregistration: current employment
Oct 28, 2022 to presentfactForm ADV
→ CLARAPHI ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Oct 26, 2016 to Dec 31, 2022factForm ADV
→ NFSG CORPORATIONRegistered adviserregistration: previous registration
May 23, 2014 to Oct 19, 2016factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 2, 2009 to Jan 16, 2014factForm ADV
→ STEINBERG FINANCIAL ADVISERSRegistered adviserregistration: previous registration
Jan 3, 2005 to Nov 20, 2009factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Nov 3, 2009factForm ADV
→ ASSOCIATED SECURITIES CORP.Registered adviserregistration: previous registration
Dec 5, 2008 to Sep 8, 2009factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 18, 2001 to Dec 8, 2008factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Lawrence Sheldon Steinberg left Claraphi Advisory Network, Llc for Cabin Advisors, Llc (registered 2022-10-28)
Form ADVobserved 4 days ago