DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Mcconville

Ameriprise Financial Services, LLCnational BDNew York, Nydual registrantIAPD 4391443

Feed of 09/14/2026

At current firm

1 y

since May 5, 2025

In the industry

24 y

since Dec 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since May 5, 2025 · New York, Ny
Td Private Client Wealth LLC BD affiliated
Oct 19, 2023 to May 16, 2025 · New York, Ny
Quint Capital Management mixed wealth
Mar 21, 2022 to Oct 20, 2023 · New York, Ny
Vanderbilt Advisory Services BD affiliated
May 31, 2019 to Sep 30, 2019 · Port Saint Lucie, Fl
Wells Fargo Advisors wirehouse
Nov 4, 2015 to Jun 4, 2019 · Palm Beach Gardens, Fl
Pnc Wealth Management BD affiliated
Sep 25, 2012 to Nov 3, 2015 · Stuart, Fl
Chase Investment Services Corp. former
Sep 8, 2010 to Sep 10, 2012 · Vero Beach, Fl
Morgan Stanley wirehouse
Jun 1, 2009 to Aug 23, 2010 · Vero Beach, Fl
Morgan Stanley & Co. LLC unclassified
Sep 17, 2008 to Jun 1, 2009 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

Td Private Client Wealth LLC to Ameriprise Financial Services, LLC
left May 16, 2025, registered May 5, 2025 (-11 days) · Affiliated broker-dealer or bank to another
Quint Capital Management to Td Private Client Wealth LLC
left Oct 20, 2023, registered Oct 19, 2023 (-1 days) · RIA to affiliated broker-dealer or bank
Vanderbilt Advisory Services to Quint Capital Management
left Sep 30, 2019, registered Mar 21, 2022 (903 days) · Affiliated broker-dealer or bank to independent RIA
Wells Fargo Advisors to Vanderbilt Advisory Services
left Jun 4, 2019, registered May 31, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank
Pnc Wealth Management to Wells Fargo Advisors
left Nov 3, 2015, registered Nov 4, 2015 (1 days) · Other
Chase Investment Services Corp. to Pnc Wealth Management
left Sep 10, 2012, registered Sep 25, 2012 (15 days) · Other
Morgan Stanley to Chase Investment Services Corp.
left Aug 23, 2010, registered Sep 8, 2010 (16 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

William Mcconville left Td Private Client Wealth Llc for Ameriprise Financial Services, Llc (registered 2025-05-05)
May 16, 2025 · Advisor changed firm · fact
William Mcconville left Quint Capital Management for Td Private Client Wealth Llc (registered 2023-10-19)
Oct 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address