DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• A•••••• G••••••

L•• F•••••••• L••BD affiliatedAventura, Fl dual registrantIAPD 4096024

Feed of 09/15/2026

Also filed as Anthony Giambri

At current firm

1 y

since May 16, 2025

In the industry

26 y

since Mar 27, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 16, 2025 · Aventura, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Mar 1, 2019 to May 8, 2025 · Bay Harbor Islands, Fl
M••••• S•••••• wirehouse
Apr 11, 2017 to Feb 25, 2019 · Ft. Lauderdale, Fl
W•••• F•••• A••••••• wirehouse
May 12, 2011 to Apr 17, 2017 · North Miami Beach, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 12, 2009 to May 9, 2011 · Boca Raton, Fl
T• A••••••••• I••• former
Dec 17, 2008 to May 9, 2011 · Boca Raton, Fl
1•• G••••• A••••••• I•• former
Feb 6, 2008 to Dec 31, 2008 · Santa Monica, Ca
H••••••••• F•••••••• A••••••• BD affiliated
Dec 11, 2007 to Jan 16, 2008 · Columbus, Oh
E•••••• A•••••••• L••• independent RIA
Sep 15, 2006 to Dec 10, 2007 · West Lake Hills, Tx
B••• C•••••• I••••••••• S••••••••• I•• unclassified
Jan 9, 2006 to Aug 7, 2006 · Richardson, Tx
C••••••• S••••••••• former
Aug 26, 2005 to Jan 17, 2006 · Plano, Tx
B••• O•• S••••••••• C••••••••• unclassified
Sep 19, 2002 to Aug 3, 2004 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left May 8, 2025, registered May 16, 2025 (8 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 25, 2019, registered Mar 1, 2019 (4 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M••••• S••••••
left Apr 17, 2017, registered Apr 11, 2017 (-6 days) · Wirehouse to wirehouse
T• A••••••••• I••••••••• M••••••••• L•• to W•••• F•••• A•••••••
left May 9, 2011, registered May 12, 2011 (3 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 9, 2011, registered Jan 12, 2009 (-847 days) · channel change inside one enterprise, not a move
1•• G••••• A••••••• I•• to T• A••••••••• I•••
left Dec 31, 2008, registered Dec 17, 2008 (-14 days) · Other
H••••••••• F•••••••• A••••••• to 1•• G••••• A••••••• I••
left Jan 16, 2008, registered Feb 6, 2008 (21 days) · Other
E•••••• A•••••••• L••• to H••••••••• F•••••••• A•••••••
left Dec 10, 2007, registered Dec 11, 2007 (1 days) · Other
B••• C•••••• I••••••••• S••••••••• I•• to E•••••• A•••••••• L•••
left Aug 7, 2006, registered Sep 15, 2006 (39 days) · Other
C••••••• S••••••••• to B••• C•••••• I••••••••• S••••••••• I••
left Jan 17, 2006, registered Jan 9, 2006 (-8 days) · Other
B••• O•• S••••••••• C••••••••• to C••••••• S•••••••••
left Aug 3, 2004, registered Aug 26, 2005 (388 days) · Other

Signals

N••••••• A•••••• G•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-05-16)
May 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address