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M•••••• A•••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• A•••• K•••

Advisor at I•••••• A•••••••• I•••

New York, NY

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Search this name across graphsid dfx:ria:e03c2617-b689-6a99-4b51-4d7a8885ddae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• I•••	Asset manager	Jul 11, 2022	n/a	yes	New York, NY	Current employment
R•••••• I•••••••••	Asset manager	Jul 16, 2018	Jan 14, 2021	no	SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I•••••••••	I•••••• A•••••••• I•••	Jan 14, 2021	Jul 11, 2022	543	Firm change after gap	Other
B•••••••• I••••••••• M••••••••• L••	R•••••• I•••••••••	Mar 6, 2018

Relationships

Registered with (6)

→ I•••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 11, 2022 to presentfactForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Jul 16, 2018 to Jan 14, 2021factForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 26, 2014 to Mar 6, 2018factForm ADV
→ A•••••• G••••• I•••••••• M•••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e03c2617-b689-6a99-4b51-4d7a8885ddae
First observed: Mar 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.