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Advisor at BNY MELLON SECURITIES CORPORATION
New York, NY | PITTSBURGH, PA | WEXFORD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BNY MELLON SECURITIES CORPORATION | Other adviser | Dec 16, 2021 | n/a | yes | New York, NY|PITTSBURGH, PA|WEXFORD, PA | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | Dec 6, 2021 | no | NEW ORLEANS, LA | Previous registration |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Apr 20, 2021 | Nov 1, 2021 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Mar 10, 2021 | Apr 22, 2021 | no | JOHNSTON, RI|PITTSBURGH, PA | Previous registration |
| H. BECK, INC. | Former SEC adviser | Sep 4, 2020 | Mar 11, 2021 | no | MCLEAN, VA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 17, 2006 | Jun 17, 2009 | no | PITTSBURGH, PA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jun 30, 2003 | Jun 17, 2009 | no | PITTSBURGH, PA|Pittsburgh, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | BNY MELLON SECURITIES CORPORATION | Dec 6, 2021 | Dec 16, 2021 | 10 | Firm change | Ibd to ibd |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| CITIZENS SECURITIES, INC. | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Apr 22, 2021 | Apr 20, 2021 | -2 | Firm change | Ibd to ibd |
| H. BECK, INC. | CITIZENS SECURITIES, INC. | Mar 11, 2021 | Mar 10, 2021 | -1 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | H. BECK, INC. | Jun 17, 2009 | Sep 4, 2020 | 4,097 | Firm change after gap | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jun 17, 2009 | May 17, 2006 | -1,127 | Channel change | Other |