RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• T••••• H•••••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince May 17, 2024 · Kansas City, Mo
- W••••• M••••••••• S•••••••• formerNov 6, 2015 to Aug 7, 2024 · Exton, Pa
- L•• F•••••••• L•• BD affiliatedJul 23, 2012 to May 15, 2013 · Radnor, Pa
- T•• W•••••• A••••••• G••••• L•• formerMay 23, 2012 to Nov 24, 2015 · Wayne, Pa
- M••••• S••••• W••••• M••••••••• independent RIAJan 3, 2011 to Nov 28, 2012 · West Chester, Pa
- U•• F•••••••• S••••••••• L•• independent RIAApr 14, 2010 to Dec 31, 2010 · Ada, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 12, 2010 to Apr 13, 2010 · Philadelphia, Pa
- W••••• M••••••••• S•••••••• to M••••• W••••• M••••••••• L••left Aug 7, 2024, registered May 17, 2024 (-82 days) · RIA to RIA · moved with a team
- T•• W•••••• A••••••• G••••• L•• to L•• F•••••••• L••left Nov 24, 2015, registered Jul 23, 2012 (-1219 days) · Other
- L•• F•••••••• L•• to W••••• M••••••••• S••••••••left May 15, 2013, registered Nov 6, 2015 (905 days) · Other
- M••••• S••••• W••••• M••••••••• to T•• W•••••• A••••••• G••••• L••left Nov 28, 2012, registered May 23, 2012 (-189 days) · Other
- U•• F•••••••• S••••••••• L•• to M••••• S••••• W••••• M•••••••••left Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other
- V••• F•••••••• A•••••••• I••• to U•• F•••••••• S••••••••• L••left Apr 13, 2010, registered Apr 14, 2010 (1 days) · Other
- M••••• T••••• H••••••• left W••••• M••••••••• S•••••••• for M••••• W••••• M••••••••• L•• (registered 2024-05-17)Aug 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address