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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BOSTON RETIREMENT ADVISORS,LLC

CRD 116572

DEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba875fde-3de7-4adc-6bb5-8afa9366f5e8

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2012 to Mar 28, 2018
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $102MItem 5.F on the latest filing (2018-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $102M
Private client RAUM: $102MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 618
Individual clients: 566
High net worth clients: 52
SEC number: 801-107799
CRD: 116572
Filings on the tape: 16
First filed: Feb 17, 2012
Latest filed: Mar 28, 2018
Organised: Limited Liability Company, New Hampshire

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECK BODE WEALTH MANAGEMENT, LLC	MEMBER/OWNER	D	yes	12/2015	May 2, 2016	Mar 28, 2018
BECK, BENJAMIN, W	MANAGER/ CHIEF COMPLIANCE OFFICER	Na	yes	12/2015	May 2, 2016	Mar 28, 2018
BECK, BENJAMIN, W	MEMBER AND MANAGER	D	yes	02/2013	May 2, 2016	Mar 28, 2018
BODE, JAMES	Manager	Na	yes	12/2015	May 2, 2016	Mar 28, 2018
BODE, JAMES	MEMBER AND MANAGER	D	yes	02/2013	May 2, 2016	Mar 28, 2018
KLINE, DANIEL, STEPHEN	CHIEF OPERATING OFFICER	Na	yes	01/2018	Mar 28, 2018	Mar 28, 2018
PAUL R. PIGNONE REVOCABLE TRUST	Member	E	yes	10/2016	Oct 26, 2016	Mar 28, 2018
PIGNONE, PAUL, RALPH	Trustee	F	yes	10/2015	Feb 17, 2012	Mar 28, 2018
PIGNONE, PAUL, RALPH	Manager	F	yes	10/2016	Feb 17, 2012	Mar 28, 2018
PIGNONE, PAUL, RALPH	Manager	Na	yes	06/1996	Feb 17, 2012	Mar 28, 2018
SEO ADVISORS, LLC	MEMBER/OWNER	D	yes	10/2015	May 2, 2016	Mar 28, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BECK BODE WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$666M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BONITA SPRINGS	FL	United States	1	no
Woburn	Ma	United States	1	no
Salem	Nh	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 28, 2018	$102M	$102M	6	4	5	n/a	n/a
2016	Mar 20, 2017	$86.7M	$86.7M	6	4	n/a	n/a	n/a
2011	Feb 17, 2012	$53.9M	$53.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$102M	$86.7M	18.1%	n/a	n/a	6	6	5	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BECK BODE LLC	3	Sep 25, 2018	Jun 28, 2018	DEDHAM, MA	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRIVATE ADVISOR GROUP, LLC	2	Jan 4, 2016	Dec 28, 2015	MORRISTOWN, NJ	Team lift out	Other	0.5%

Relationships

Affiliated with (1)

→ BECK BODE LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← BODE, JAMESOwnerMEMBER AND MANAGER, ownership code D, individual
May 2, 2016 to presentfactForm ADV
← BECK, BENJAMIN, WOwnerMEMBER AND MANAGER, ownership code D, individual
May 2, 2016 to presentfactForm ADV
← KLINE, DANIEL, STEPHENOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2018 to presentfactForm ADV
← PIGNONE, PAUL, RALPHOwnerTRUSTEE, ownership code F, individual
Feb 17, 2012 to presentfactForm ADV
← BECK BODE WEALTH MANAGEMENT, LLCOwnerMEMBER/OWNER, ownership code D, domestic entity
May 2, 2016 to presentfactForm ADV
← PAUL R. PIGNONE REVOCABLE TRUSTOwnerMEMBER, ownership code E, domestic entity
Oct 26, 2016 to presentfactForm ADV
← SEO ADVISORS, LLCOwnerMEMBER/OWNER, ownership code D, domestic entity
May 2, 2016 to presentfactForm ADV

Registered with (3)

← JAMES BODEAdvisorregistration: previous registration
Dec 28, 2015 to Sep 25, 2018factForm ADV
← BENJAMIN W BECKAdvisorregistration: previous registration
Dec 28, 2015 to Sep 25, 2018factForm ADV
← PAUL RALPH PIGNONEAdvisorregistration: previous registration
Apr 12, 2000 to Sep 25, 2018factForm ADV

Moved with (2)

→ BECK BODE LLCRegistered adviser3 advisors, firm absorbed, same day
Sep 25, 2018 to Jun 28, 2018factForm ADV
← PRIVATE ADVISOR GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Jan 4, 2016 to Dec 28, 2015factForm ADV

Dated events

Occurred
May 2, 2016
First Form ADV filing
Boston Retirement Advisors,Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba875fde-3de7-4adc-6bb5-8afa9366f5e8
First observed: Feb 17, 2012
Last observed: Mar 28, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOSTON RETIREMENT ADVISORS,LLC

CRD 116572

DEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba875fde-3de7-4adc-6bb5-8afa9366f5e8

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECK BODE WEALTH MANAGEMENT, LLC

MEMBER/OWNER

yes

12/2015

May 2, 2016

Mar 28, 2018

BECK, BENJAMIN, W

MANAGER/ CHIEF COMPLIANCE OFFICER

yes

12/2015

May 2, 2016

Mar 28, 2018

BECK, BENJAMIN, W

MEMBER AND MANAGER

yes

02/2013

May 2, 2016

Mar 28, 2018

BODE, JAMES

Manager

yes

12/2015

May 2, 2016

Mar 28, 2018

BODE, JAMES

MEMBER AND MANAGER

yes

02/2013

May 2, 2016

Mar 28, 2018

KLINE, DANIEL, STEPHEN

CHIEF OPERATING OFFICER

yes

01/2018

Mar 28, 2018

PAUL R. PIGNONE REVOCABLE TRUST

Member

yes

10/2016

Oct 26, 2016

Mar 28, 2018

PIGNONE, PAUL, RALPH

Trustee

yes

10/2015

Feb 17, 2012

Mar 28, 2018

PIGNONE, PAUL, RALPH

Manager

yes

10/2016

Feb 17, 2012

Mar 28, 2018

PIGNONE, PAUL, RALPH

Manager

yes

06/1996

Feb 17, 2012

Mar 28, 2018

SEO ADVISORS, LLC

MEMBER/OWNER

yes

10/2015

May 2, 2016

Mar 28, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BECK BODE WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$666M

yes

n/a

City

State

Country

Employees

Also broker-dealer

BONITA SPRINGS

United States

Woburn

United States

Salem

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 28, 2018

$102M

n/a

2016

Mar 20, 2017

$86.7M

n/a

2011

Feb 17, 2012

$53.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$102M

$86.7M

18.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BECK BODE LLC

Sep 25, 2018

Jun 28, 2018

DEDHAM, MA

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRIVATE ADVISOR GROUP, LLC

Jan 4, 2016

Dec 28, 2015

MORRISTOWN, NJ

Team lift out

Other

0.5%