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RIA / WealthAdvisor22 years in industry

JAMES BODE

Advisor at BECK BODE LLC

DEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee5fb88e-3832-52eb-07a5-c31234c05e2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BECK BODE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 17, 2003
First registration: Jan 11, 2010
Dual registered: no
Other names: JAMES ALLEN BODE|JAMES A BODE
IAPD individual key: 4723885

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BECK BODE LLC	Independent wealth	Jan 27, 2016	n/a	yes	DEDHAM, MA	Current employment
BOSTON RETIREMENT ADVISORS,LLC	Former SEC adviser	Dec 28, 2015	Sep 25, 2018	no	Woburn, MA\|DEDHAM, MA	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Feb 20, 2013	Jan 4, 2016	no	DEDHAM, MA\|MORRISTOWN, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 11, 2010	Feb 21, 2013	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOSTON RETIREMENT ADVISORS,LLC	BECK BODE LLC	Sep 25, 2018	Jan 27, 2016	-972	Firm change after gap	Other
PRIVATE ADVISOR GROUP, LLC	BOSTON RETIREMENT ADVISORS,LLC	Jan 4, 2016	Dec 28, 2015	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRIVATE ADVISOR GROUP, LLC	Feb 21, 2013	Feb 20, 2013	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116572:282611:MA:2018-09-25	Sep 25, 2018	Jan 27, 2016	DEDHAM, MA	Firm change after gap
155216:116572:NJ:2016-01-04	Jan 4, 2016	Dec 28, 2015	MORRISTOWN, NJ	Firm change

Relationships

Registered with (4)

→ BECK BODE LLCRegistered adviserregistration: current employment
Jan 27, 2016 to presentfactForm ADV
→ BOSTON RETIREMENT ADVISORS,LLCRegistered adviserregistration: previous registration
Dec 28, 2015 to Sep 25, 2018factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Feb 20, 2013 to Jan 4, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 11, 2010 to Feb 21, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee5fb88e-3832-52eb-07a5-c31234c05e2d
First observed: Jan 11, 2010
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES BODE

Advisor at BECK BODE LLC

DEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee5fb88e-3832-52eb-07a5-c31234c05e2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:25 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BECK BODE LLC

Independent wealth

Jan 27, 2016

n/a

yes

DEDHAM, MA

Current employment

BOSTON RETIREMENT ADVISORS,LLC

Former SEC adviser

Dec 28, 2015

Sep 25, 2018

Woburn, MA|DEDHAM, MA

Previous registration

PRIVATE ADVISOR GROUP, LLC

Bd affiliated wealth

Feb 20, 2013

Jan 4, 2016

DEDHAM, MA|MORRISTOWN, NJ

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jan 11, 2010

Feb 21, 2013

BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BOSTON RETIREMENT ADVISORS,LLC

BECK BODE LLC

Sep 25, 2018

Jan 27, 2016

-972

Firm change after gap

Other

PRIVATE ADVISOR GROUP, LLC

BOSTON RETIREMENT ADVISORS,LLC

Jan 4, 2016

Dec 28, 2015

-7

Firm change

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRIVATE ADVISOR GROUP, LLC

Feb 21, 2013

Feb 20, 2013

-1

Firm change

Other

Team

Left

Joined

From

Kind

116572:282611:MA:2018-09-25

Sep 25, 2018

Jan 27, 2016

DEDHAM, MA

Firm change after gap

155216:116572:NJ:2016-01-04

Jan 4, 2016

Dec 28, 2015

MORRISTOWN, NJ

Firm change