DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Boston Retirement Advisors,LLC

Former SEC-registered adviserDedham, MassachusettsCRD 116572SEC 801-107799IAPD
Latest filing Mar 28, 2018
First filing on the tape Feb 17, 2012 · 16 filings
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$102M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$102M as of Mar 28, 2018
Feb 17, 2012$53.9M then
HNW client RAUM: $81.5M
State-registered IARs (5.B.3)4 as of Mar 28, 2018
Feb 17, 20120 then
Employees (5.A)6 as of Mar 28, 2018
Mar 20, 20176 then
Private funds: no history
RAUM +18% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 28, 2018; every figure names its basis
RAUM per advisor
$25.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
155derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$165,756derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
0.7derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$81.5M80%
  • Individuals$20.9M20%
Individual clients
566reported
HNW clients
52reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
618reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • W Benjamin Beck · Manager/ Chief Compliance Officercontrol
    since 12/2015 · owns less than 5%
  • James Bode · Managercontrol
    since 12/2015 · owns less than 5%
  • Stephen Daniel Kline · Chief Operating Officercontrol
    since 01/2018 · owns less than 5%
  • Ralph Paul Pignone · Managercontrol
    since 06/1996 · owns less than 5%
  • W Benjamin Beck · Member And Managercontrol
    since 02/2013 · owns 50% to 75% of Beck Bode Wealth Management, LLC
  • James Bode · Member And Managercontrol
    since 02/2013 · owns 50% to 75% of Beck Bode Wealth Management, LLC
  • Ralph Paul Pignone · Managercontrol
    since 10/2016 · owns F of Seo Advisors, LLC
  • Ralph Paul Pignone · Trusteecontrol
    since 10/2015 · owns F of Paul R. Pignone Revocable Trust
Entity owners
  • Beck Bode Wealth Management, LLC · Member/Owner
    direct · owns 50% to 75%
  • Seo Advisors, LLC · Member/Owner
    direct · owns 50% to 75%
  • Paul R. Pignone Revocable Trust · Member
    indirect · owns 75% or more of Seo Advisors, LLC
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Bonita Springs, FL1 employees
  • Salem, NH1 employees
  • Woburn, MA1 employees
  • , 1 employees
What changed
consecutive filings, newest first
  • Accounts · 577 to 618
    Jul 26, 2017 to Mar 28, 2018
  • HNW clients · unset to 52.0
    Jul 26, 2017 to Mar 28, 2018
  • Individual clients · unset to 566.0
    Jul 26, 2017 to Mar 28, 2018
  • Other offices · unset to 5.0
    Jul 26, 2017 to Mar 28, 2018
  • Discretionary RAUM · $86.7M to $102M
    Jul 26, 2017 to Mar 28, 2018
  • HNW RAUM · unset to 81500000.0
    Jul 26, 2017 to Mar 28, 2018
  • Individual RAUM · unset to 20937000.0
    Jul 26, 2017 to Mar 28, 2018
  • RAUM · $86.7M to $102M
    Jul 26, 2017 to Mar 28, 2018
  • Discretionary RAUM · $75.6M to $86.7M
    Nov 8, 2016 to Mar 20, 2017
  • RAUM · $75.6M to $86.7M
    Nov 8, 2016 to Mar 20, 2017
  • Accounts · 510 to 577
    Jul 23, 2012 to May 2, 2016
  • Advisory employees · unset to 4.0
    Jul 23, 2012 to May 2, 2016
  • Employees · unset to 6.0
    Jul 23, 2012 to May 2, 2016
  • Insurance-licensed employees · 0 to 2
    Jul 23, 2012 to May 2, 2016
  • Financial planning clients · 251-500 to 51-100
    Jul 23, 2012 to May 2, 2016
  • HQ city · SALEM to DEDHAM
    Jul 23, 2012 to May 2, 2016
  • HQ state · NH to MA
    Jul 23, 2012 to May 2, 2016
  • State-registered IARs · 0 to 4
    Jul 23, 2012 to May 2, 2016
  • Discretionary RAUM · $53.9M to $75.6M
    Jul 23, 2012 to May 2, 2016
  • RAUM · $53.9M to $75.6M
    Jul 23, 2012 to May 2, 2016
  • Related adviser · false to true
    Jul 23, 2012 to May 2, 2016
  • Advisory activities · 2 to 3
    May 23, 2012 to Jun 5, 2012
Signals
1 dated events
  • Boston Retirement Advisors,Llc filed its initial SEC registration (Form ADV)
    May 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026