DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••• F•••••••• A•••••••• L••
Wheaton, IL | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• F•••••••• A•••••••• L•• | Independent wealth | Apr 14, 2025 | n/a | yes | SAN DIEGO, CA|Wheaton, IL | Current employment |
| F•••••••• W••••• M••••••••• L•• | Former SEC adviser | Nov 14, 2023 | Jul 7, 2025 | no | WHEATON, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• W••••• M••••••••• L•• | P••• F•••••••• A•••••••• L•• | Jul 7, 2025 | Apr 14, 2025 | -84 | Firm change after gap | RIA to RIA |
| W•••• F•••• A••••••• | F•••••••• W••••• M••••••••• L•• | Sep 6, 2023 | Nov 14, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173771:144316:IL:2025-07-07 | Jul 7, 2025 | Apr 14, 2025 | WHEATON, IL | Firm change after gap |
| 19616:11025:IL:2023-04-27 | May 1, 2023 | May 1, 2023 | CHICAGO, IL | Firm change |
| W•••• F•••• A••••••• | Wirehouse | May 1, 2023 | Sep 6, 2023 | no | NAPERVILLE, IL | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Aug 4, 2021 | May 1, 2023 | no | CHICAGO, IL | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Feb 7, 2005 | Aug 18, 2009 | no | NORTH BROOK, IL|NORTH BROOK, IL|WEEHAWKEN, NJ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 15, 2004 | Feb 22, 2005 | no | PLAINSBORO, NJ | Previous registration |
| 69 |
| Firm change |
| Wirehouse to RIA |
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | May 1, 2023 | May 1, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| U•• F•••••••• S••••••• I••• | W•••• F•••• A••••••• | Aug 18, 2009 | Aug 4, 2021 | 4,369 | Firm change after gap | Wirehouse to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Feb 22, 2005 | Feb 7, 2005 | -15 | Firm change | Wirehouse to wirehouse |