DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J• F••••••••

P••• F•••••••• A•••••••• L••independent RIAWheaton, Il IA-onlyIAPD 2111309

Feed of 09/14/2026

Also filed as M•••••• John F••••••••

At current firm

1 y

since Apr 14, 2025

In the industry

35 y

since Dec 4, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• F•••••••• A•••••••• L•• independent RIA current
since Apr 14, 2025 · San Diego, Ca
F•••••••• W••••• M••••••••• L•• former
Nov 14, 2023 to Jul 7, 2025 · Wheaton, Il
W•••• F•••• A••••••• wirehouse
May 1, 2023 to Sep 6, 2023 · Naperville, Il
W•••• F•••• A••••••• wirehouse
Aug 4, 2021 to May 1, 2023 · Chicago, Il
U•• F•••••••• S••••••• I••• wirehouse
Feb 7, 2005 to Aug 18, 2009 · North Brook, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 15, 2004 to Feb 22, 2005 · Plainsboro, Nj

Moves

a registration end followed by a registration begin elsewhere

F•••••••• W••••• M••••••••• L•• to P••• F•••••••• A•••••••• L••
left Jul 7, 2025, registered Apr 14, 2025 (-84 days) · RIA to RIA · moved with a team
W•••• F•••• A••••••• to F•••••••• W••••• M••••••••• L••
left Sep 6, 2023, registered Nov 14, 2023 (69 days) · Wirehouse to independent RIA
W•••• F•••• A••••••• to W•••• F•••• A•••••••
left May 1, 2023, registered May 1, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Aug 18, 2009, registered Aug 4, 2021 (4369 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Feb 22, 2005, registered Feb 7, 2005 (-15 days) · Wirehouse to wirehouse

Signals

M•••••• J• F•••••••• left F•••••••• W••••• M••••••••• L•• for P••• F•••••••• A•••••••• L•• (registered 2025-04-14)
Jul 7, 2025 · Advisor changed firm · fact
M•••••• J• F•••••••• left W•••• F•••• A••••••• for F•••••••• W••••• M••••••••• L•• (registered 2023-11-14)
Sep 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address