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RIA / WealthAdvisor38 years in industry

LUCIEN EUGENE CRAIG

Advisor at UNITED ADVISORS AMERICA

Fulshear, TX | PROSPER, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED ADVISORS AMERICA
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 3, 1988
First registration: Jul 2, 2001
Dual registered: no
Other names: GENE CRAIG|GENE CRAIG
IAPD individual key: 1785449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED ADVISORS AMERICA	Independent wealth	Jun 20, 2019	n/a	yes	PROSPER, TX\|Fulshear, TX	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Oct 31, 2014	Feb 8, 2017	no	BROOKSHIRE, TX\|DALLAS, TX\|HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 1, 2011	Nov 2, 2015	no	FORT MILL, SC\|HOUSTON, TX\|SHENANDOAH, TX\|KATY, TX\|ROSENBERG, TX\|HOUSTON, TX\|HOUSTON, TX\|SUGAR LAND, TX\|HOUSTON, TX\|PEARLAND, TX\|LAKE JACKSON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 5, 2010	Mar 2, 2011	no	PEARLAND, TX\|WAVERLY, IA	Previous registration
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Apr 9, 2009	May 3, 2010	no	KATY, TX\|DALLAS, TX	Previous registration
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Feb 7, 2006	Apr 2, 2009	no	CHICAGO, IL	Previous registration
FISHER INVESTMENTS	Independent wealth	Jul 2, 2001	Dec 14, 2005	no	KATY, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	UNITED ADVISORS AMERICA	Feb 8, 2017	Jun 20, 2019	862	Firm change after gap	Other
LPL FINANCIAL LLC	LEVEL FOUR ADVISORY SERVICES	Nov 2, 2015	Oct 31, 2014	-367	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Mar 2, 2011	Mar 1, 2011	-1	Firm change	Other
LEVEL FOUR ADVISORY SERVICES	CUNA BROKERAGE SERVICES, INC.	May 3, 2010	Aug 5, 2010	94	Firm change	Other
ZACKS INVESTMENT MANAGEMENT, INC.	LEVEL FOUR ADVISORY SERVICES	Apr 2, 2009	Apr 9, 2009	7	Firm change	Other
FISHER INVESTMENTS	ZACKS INVESTMENT MANAGEMENT, INC.	Dec 14, 2005	Feb 7, 2006	55	Firm change	Other

Relationships

Registered with (6)

→ UNITED ADVISORS AMERICARegistered adviserregistration: current employment
Jun 20, 2019 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 31, 2014 to Feb 8, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 1, 2011 to Nov 2, 2015factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 5, 2010 to Mar 2, 2011factForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 7, 2006 to Apr 2, 2009factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Jul 2, 2001 to Dec 14, 2005factForm ADV

Dated events

No dated event names this entity yet.