DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lucien Eugene Craig
Feed of 09/15/2026
Also filed as Gene Craig
At current firm
7 y
since Jun 20, 2019
In the industry
38 y
since Feb 3, 1988 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Advisors America independent RIA currentsince Jun 20, 2019 · Prosper, Tx
- Level Four Advisory Services BD affiliatedOct 31, 2014 to Feb 8, 2017 · Brookshire, Tx
- LPL Financial LLC BD affiliatedMar 1, 2011 to Nov 2, 2015 · Fort Mill, Sc
- Cuna Brokerage Services, Inc. formerAug 5, 2010 to Mar 2, 2011 · Pearland, Tx
- Level Four Advisory Services BD affiliatedApr 9, 2009 to May 3, 2010 · Katy, Tx
- Zacks Investment Management, Inc. mixed wealthFeb 7, 2006 to Apr 2, 2009 · Chicago, Il
- Fisher Investments independent RIAJul 2, 2001 to Dec 14, 2005 · Katy, Tx
Moves
a registration end followed by a registration begin elsewhere
- Level Four Advisory Services to United Advisors Americaleft Feb 8, 2017, registered Jun 20, 2019 (862 days) · Other
- LPL Financial LLC to Level Four Advisory Servicesleft Nov 2, 2015, registered Oct 31, 2014 (-367 days) · Other
- Cuna Brokerage Services, Inc. to LPL Financial LLCleft Mar 2, 2011, registered Mar 1, 2011 (-1 days) · Other
- Level Four Advisory Services to Cuna Brokerage Services, Inc.left May 3, 2010, registered Aug 5, 2010 (94 days) · Other
- Zacks Investment Management, Inc. to Level Four Advisory Servicesleft Apr 2, 2009, registered Apr 9, 2009 (7 days) · Other
- Fisher Investments to Zacks Investment Management, Inc.left Dec 14, 2005, registered Feb 7, 2006 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address