DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner22 years in industry

ELIZABETH ANNE WINDISCH

Advisor at MAIA WEALTH

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc580ff2-dc22-8e37-89a7-49fd44ed08ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAIA WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 17, 2004
First registration: Apr 14, 2004
Dual registered: no
Other names: ELIZABETH ANNE WINDISCH|ELIZABETH A WINDISCH
IAPD individual key: 4758583

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAIA WEALTH	Independent wealth	Dec 1, 2025	n/a	yes	DENVER, CO	Current employment
GPS WEALTH STRATEGIES GROUP, LLC	Former SEC adviser	Mar 26, 2018	Dec 1, 2025	no	Denver, CO\|CENTENNIAL, CO	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Sep 12, 2013	Mar 7, 2018	no	HIGHLANDS RANCH, CO\|HIGHLANDS RANCH, CO	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Oct 4, 2010	Jun 13, 2013	no	DENVER, CO	Previous registration
NPB FINANCIAL GROUP, LLC	Former SEC adviser	Feb 9, 2010	Sep 21, 2010	no	BURBANK, CA\|BURBANK, CA\|GREENWOOD VILLAGE, CO	Previous registration
WORLD EQUITY GROUP, INC.	Bd affiliated wealth	Feb 25, 2009	Jan 12, 2010	no	CHICAGO, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Oct 31, 2007	Feb 20, 2009	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 4, 2006	Sep 25, 2007	no	CHICAGO, IL	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 14, 2004	Aug 29, 2006	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GPS WEALTH STRATEGIES GROUP, LLC	MAIA WEALTH	Dec 1, 2025	Dec 1, 2025	0	Firm change	RIA to RIA
UNITED CAPITAL FINANCIAL ADVISORS	GPS WEALTH STRATEGIES GROUP, LLC	Mar 7, 2018	Mar 26, 2018	19	Firm change	Other
WEDBUSH SECURITIES INC.	UNITED CAPITAL FINANCIAL ADVISORS	Jun 13, 2013	Sep 12, 2013	91	Firm change	Other
NPB FINANCIAL GROUP, LLC	WEDBUSH SECURITIES INC.	Sep 21, 2010	Oct 4, 2010	13	Firm change	Other
WORLD EQUITY GROUP, INC.	NPB FINANCIAL GROUP, LLC	Jan 12, 2010	Feb 9, 2010	28	Firm change	Other
FIFTH THIRD SECURITIES, INC.	WORLD EQUITY GROUP, INC.	Feb 20, 2009	Feb 25, 2009	5	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIFTH THIRD SECURITIES, INC.	Sep 25, 2007	Oct 31, 2007	36	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 29, 2006	Oct 4, 2006	36	Firm change	Other

Relationships

Registered with (9)

→ MAIA WEALTHRegistered adviserregistration: current employment
Dec 1, 2025 to presentfactForm ADV
→ GPS WEALTH STRATEGIES GROUP, LLCRegistered adviserregistration: previous registration
Mar 26, 2018 to Dec 1, 2025factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 12, 2013 to Mar 7, 2018factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Oct 4, 2010 to Jun 13, 2013factForm ADV
→ NPB FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 9, 2010 to Sep 21, 2010factForm ADV
→ WORLD EQUITY GROUP, INC.Registered adviserregistration: previous registration
Feb 25, 2009 to Jan 12, 2010factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Oct 31, 2007 to Feb 20, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 4, 2006 to Sep 25, 2007factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 14, 2004 to Aug 29, 2006factForm ADV

Dated events

Occurred
Dec 1, 2025
Advisor changed firm
Elizabeth Anne Windisch left Gps Wealth Strategies Group, Llc for Maia Wealth (registered 2025-12-01)
Form ADVobserved 4 days ago