DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••••••• A••• W•••••••

M••• W•••••independent RIADenver, CoIA-onlyIAPD 4758583

Certified Financial Planner

Feed of 09/14/2026

Also filed as E•••••••• A••• W•••••••

At current firm

0 y

since Dec 1, 2025

In the industry

22 y

since Mar 17, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••• W••••• independent RIA current
since Dec 1, 2025 · Denver, Co
G•• W••••• S••••••••• G••••• L•• former
Mar 26, 2018 to Dec 1, 2025 · Denver, Co
U••••• C•••••• F•••••••• A••••••• independent RIA
Sep 12, 2013 to Mar 7, 2018 · Highlands Ranch, Co
W•••••• S••••••••• I••• BD affiliated
Oct 4, 2010 to Jun 13, 2013 · Denver, Co
N•• F•••••••• G••••• L•• former
Feb 9, 2010 to Sep 21, 2010 · Burbank, Ca
W•••• E••••• G••••• I••• BD affiliated
Feb 25, 2009 to Jan 12, 2010 · Chicago, Il
F•••• T•••• S••••••••• I••• BD affiliated
Oct 31, 2007 to Feb 20, 2009 · Chicago, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 4, 2006 to Sep 25, 2007 · Chicago, Il
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 14, 2004 to Aug 29, 2006 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

G•• W••••• S••••••••• G••••• L•• to M••• W•••••
left Dec 1, 2025, registered Dec 1, 2025 (0 days) · RIA to RIA
U••••• C•••••• F•••••••• A••••••• to G•• W••••• S••••••••• G••••• L••
left Mar 7, 2018, registered Mar 26, 2018 (19 days) · Other
W•••••• S••••••••• I••• to U••••• C•••••• F•••••••• A•••••••
left Jun 13, 2013, registered Sep 12, 2013 (91 days) · Other
N•• F•••••••• G••••• L•• to W•••••• S••••••••• I•••
left Sep 21, 2010, registered Oct 4, 2010 (13 days) · Other
W•••• E••••• G••••• I••• to N•• F•••••••• G••••• L••
left Jan 12, 2010, registered Feb 9, 2010 (28 days) · Other
F•••• T•••• S••••••••• I••• to W•••• E••••• G••••• I•••
left Feb 20, 2009, registered Feb 25, 2009 (5 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
left Sep 25, 2007, registered Oct 31, 2007 (36 days) · Other
V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 29, 2006, registered Oct 4, 2006 (36 days) · Other

Signals

E•••••••• A••• W••••••• left G•• W••••• S••••••••• G••••• L•• for M••• W••••• (registered 2025-12-01)
Dec 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address