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Advisor at UNITED ADVISOR GROUP
CINCINNATI, OH | Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED ADVISOR GROUP | Independent wealth | Feb 23, 2023 | n/a | yes | CINCINNATI, OH|Cincinnati, OH | Current employment |
| THURSTON SPRINGER ADVISORS | Bd affiliated wealth | Nov 25, 2020 | Feb 23, 2023 | no | Cincinnati, OH|INDIANAPOLIS, IN | Previous registration |
| THURSTON SPRINGER FINANCIAL | Former SEC adviser | May 31, 2017 | Jul 6, 2021 | no | Cincinnati, OH | Previous registration |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | Jun 7, 2017 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Aug 31, 2006 | Jan 30, 2015 | no | YOUNGSTOWN, OH|CINCINNATI, OH|YOUNGSTOWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THURSTON SPRINGER ADVISORS | UNITED ADVISOR GROUP | Feb 23, 2023 | Feb 23, 2023 | 0 | Firm change | Ibd to new firm |
| THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS | Jul 6, 2021 | Nov 25, 2020 | -223 | Firm change after gap | Ibd to ibd |
| STONEX ADVISORS INC. | THURSTON SPRINGER FINANCIAL | Jun 7, 2017 | May 31, 2017 | -7 | Firm change | Other |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299201:324205:IN:2023-02-23 | Feb 23, 2023 | Feb 23, 2023 | INDIANAPOLIS, IN | Firm change |
| 8478:299201:OH:2021-07-06 | Jul 6, 2021 | Nov 25, 2020 | CINCINNATI, OH | Firm change after gap |
| 174182:8478:AL:2017-06-07 | Jun 7, 2017 | May 31, 2017 | BIRMINGHAM, AL | Firm change |