Y••••• S•••••••

Advisor at N••••••• R••••••••• I••••••••

TEMECULA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: May 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• R••••••••• I••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 5, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• R••••••••• I••••••••	State registered	Mar 13, 2026	n/a	yes	TEMECULA, CA	Current employment
G••••••• A•••••••• L••	Independent wealth	May 23, 2024	Aug 20, 2025	no	Temecula, CA\|ARDEN HILLS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	N••••••• R••••••••• I••••••••	Aug 20, 2025	Mar 13, 2026	205	Firm change	RIA to state RIA
S••••• I••••••••• M••••••••• L••	G••••••• A•••••••• L••	Mar 14, 2024	May 23, 2024

Relationships

Registered with (9)

→ N••••••• R••••••••• I••••••••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
May 23, 2024 to Aug 20, 2025factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 10, 2023 to Mar 14, 2024factForm ADV
→ K•••••• I••••••••• M••••••••• I•••

Dated events

Order

Occurred
20 Aug 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
14 Mar 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Oct 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
5 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 22, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.