DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Yvette Spillman

National Retirement Institutestate registeredTemecula, CaIA-onlyIAPD 4325442

Feed of 09/14/2026

Also filed as Yvette M Papazian

At current firm

0 y

since Mar 13, 2026

In the industry

25 y

since Mar 5, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

National Retirement Institute state registered current
since Mar 13, 2026 · Temecula, Ca
Gradient Advisors, LLC independent RIA
May 23, 2024 to Aug 20, 2025 · Temecula, Ca
Secure Investment Management, LLC independent RIA
Oct 10, 2023 to Mar 14, 2024 · Temecula, Ca
Kinetic Investment Management, Inc. independent RIA
Nov 23, 2022 to Oct 13, 2023 · Los Angeles, Ca
Oneamerica Securities, Inc. BD affiliated
Jan 28, 2022 to Aug 5, 2022 · Indianapolis, In
Optivise Advisory Services LLC independent RIA
Jan 5, 2021 to Nov 9, 2021 · Murrieta, Ca
Optivise Advisory Services LLC independent RIA
Mar 26, 2020 to Dec 31, 2020 · Temecula, Ca
Virtue Capital Management, LLC independent RIA
May 15, 2019 to Mar 27, 2020 · Murrieta, Ca
Balboa Wealth Partners, Inc. independent RIA
Jan 31, 2018 to Jul 9, 2018 · Temecula, Ca
Redhawk Wealth Advisors, Inc. independent RIA
May 22, 2015 to Jun 22, 2016 · Ramona, Ca

Moves

a registration end followed by a registration begin elsewhere

Gradient Advisors, LLC to National Retirement Institute
left Aug 20, 2025, registered Mar 13, 2026 (205 days) · RIA to a state-registered adviser
Secure Investment Management, LLC to Gradient Advisors, LLC
left Mar 14, 2024, registered May 23, 2024 (70 days) · RIA to RIA
Kinetic Investment Management, Inc. to Secure Investment Management, LLC
left Oct 13, 2023, registered Oct 10, 2023 (-3 days) · RIA to RIA
Oneamerica Securities, Inc. to Kinetic Investment Management, Inc.
left Aug 5, 2022, registered Nov 23, 2022 (110 days) · Affiliated broker-dealer or bank to independent RIA
Optivise Advisory Services LLC to Oneamerica Securities, Inc.
left Nov 9, 2021, registered Jan 28, 2022 (80 days) · RIA to affiliated broker-dealer or bank
Virtue Capital Management, LLC to Optivise Advisory Services LLC
left Mar 27, 2020, registered Mar 26, 2020 (-1 days) · RIA to a newly registered adviser
Balboa Wealth Partners, Inc. to Virtue Capital Management, LLC
left Jul 9, 2018, registered May 15, 2019 (310 days) · RIA to RIA
Redhawk Wealth Advisors, Inc. to Balboa Wealth Partners, Inc.
left Jun 22, 2016, registered Jan 31, 2018 (588 days) · Other

Signals

Yvette Spillman left Gradient Advisors, Llc for National Retirement Institute (registered 2026-03-13)
Aug 20, 2025 · Advisor changed firm · fact
Yvette Spillman left Secure Investment Management, Llc for Gradient Advisors, Llc (registered 2024-05-23)
Mar 14, 2024 · Advisor changed firm · fact
Yvette Spillman left Kinetic Investment Management, Inc. for Secure Investment Management, Llc (registered 2023-10-10)
Oct 13, 2023 · Advisor changed firm · fact
Yvette Spillman left Oneamerica Securities, Inc. for Kinetic Investment Management, Inc. (registered 2022-11-23)
Aug 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address