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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Andrew Croman

Advisor at HUNTINGTON FINANCIAL ADVISORS

COLUMBUS, OH | Columbus, OH | Dublin, OH | Galena, OH

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Search this name across graphsid dfx:ria:bf44d7ea-6f1f-255a-0edc-e27b725ce832

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2012 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Mar 9, 2012
First registration: Mar 15, 2012
Dual registered: yes, broker-dealer
Other names: ANDY CROMAN|Andrew Ryan Croman|ANDREW R CROMAN
IAPD individual key: 5231917

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 29, 2026	n/a	yes	Columbus, OH\|Galena, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jan 14, 2025	n/a	yes	COLUMBUS, OH\|Dublin, OH	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 5, 2023	Dec 16, 2024	no	COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 2, 2018	May 6, 2023	no	GRANVILLE, OH\|DUBLIN, OH\|WESTERVILLE, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Mar 15, 2016	Sep 14, 2018	no	DELAWARE, OH\|MARION, OH\|BELLEFONTAINE, OH\|MARYSVILLE, OH	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jan 20, 2015	Mar 2, 2016	no	Shelby, OH\|BELLVILLE, OH\|Lucas, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 15, 2012	Jan 14, 2015	no	MARYSVILLE, OH\|MARION, OH\|BELLEFONTAINE, OH\|MARION, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 19, 2012	no	UPPER SANDUSKY, OH\|MARION, OH\|MARION, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 15, 2012	Oct 1, 2012	no	UPPER SANDUSKY, OH\|DUBLIN, OH\|DELAWARE, OH\|MARION, OH\|MARION, OH\|UPPER SANDUSKY, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HUNTINGTON FINANCIAL ADVISORS	Dec 16, 2024	Jan 14, 2025	29	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 6, 2023	May 5, 2023	-1	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	J.P. MORGAN SECURITIES LLC	Sep 14, 2018	Oct 2, 2018	18	Firm change	Ibd to wirehouse
U.S. BANCORP INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Mar 2, 2016	Mar 15, 2016	13	Firm change	Other
PNC WEALTH MANAGEMENT	U.S. BANCORP INVESTMENTS, INC.	Jan 14, 2015	Jan 20, 2015	6	Firm change	Other
J.P. MORGAN SECURITIES LLC	PNC WEALTH MANAGEMENT	Oct 19, 2012	Nov 15, 2012	27	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:79:OH:2018-08-31	Sep 14, 2018	Oct 2, 2018	MARYSVILLE, OH	Firm change

Relationships

Registered with (7)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jan 14, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 5, 2023 to Dec 16, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 2, 2018 to May 6, 2023factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Mar 15, 2016 to Sep 14, 2018factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 20, 2015 to Mar 2, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 15, 2012 to Oct 1, 2012factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
Andrew Croman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Huntington Financial Advisors (registered 2025-01-14)
Form ADVobserved 5 days ago
Occurred
May 6, 2023
Advisor changed firm
Andrew Croman left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-05-05)
Form ADVobserved 5 days ago