DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• C•••••

H••••••••• F•••••••• A•••••••BD affiliatedColumbus, Oh dual registrantIAPD 5231917

Feed of 09/17/2026

Also filed as Andy Croman

At current firm

1 y

since Jan 14, 2025

In the industry

14 y

since Mar 9, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jun 29, 2026 · Columbus, Oh
H••••••••• F•••••••• A••••••• BD affiliated current
since Jan 14, 2025 · Columbus, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 5, 2023 to Dec 16, 2024 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Oct 2, 2018 to May 6, 2023 · Granville, Oh
P•• W••••• M••••••••• BD affiliated
Mar 15, 2016 to Sep 14, 2018 · Delaware, Oh
U••• B•••••• I••••••••• I••• former
Jan 20, 2015 to Mar 2, 2016 · Shelby, Oh
P•• W••••• M••••••••• BD affiliated
Nov 15, 2012 to Jan 14, 2015 · Marysville, Oh
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Oct 19, 2012 · Upper Sandusky, Oh
C•••• I••••••••• S••••••• C•••• former
Mar 15, 2012 to Oct 1, 2012 · Upper Sandusky, Oh

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••••••••• F•••••••• A•••••••
left Dec 16, 2024, registered Jan 14, 2025 (29 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 6, 2023, registered May 5, 2023 (-1 days) · Wirehouse to wirehouse
P•• W••••• M••••••••• to J••• M••••• S••••••••• L••
left Sep 14, 2018, registered Oct 2, 2018 (18 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
U••• B•••••• I••••••••• I••• to P•• W••••• M•••••••••
left Mar 2, 2016, registered Mar 15, 2016 (13 days) · Other
P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••
left Jan 14, 2015, registered Jan 20, 2015 (6 days) · Other
J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••
left Oct 19, 2012, registered Nov 15, 2012 (27 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

A••••• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for H••••••••• F•••••••• A••••••• (registered 2025-01-14)
Dec 16, 2024 · Advisor changed firm · fact
A••••• C••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-05)
May 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address