DFX Intelligence

T••• A•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

T••• A•••• A••••••

Advisor at R••• P•••••• W••••• M•••••••••

BEDFORD, NH

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Search this name across graphsid dfx:ria:c01de62c-6177-b2c6-f358-d0ad1deab989

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2007 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• P•••••• W••••• M•••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 15, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• P•••••• W••••• M•••••••••	Former SEC adviser	Sep 10, 2026	n/a	yes	BEDFORD, NH	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 27, 2019	n/a	yes	BEDFORD, NH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Oct 2, 2019	Sep 27, 2019	-5	Firm change	Ibd to ibd
M••••••	M•• F•••••••• S•••••••• I•••	Jan 25, 2018	Jan 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:6363:NH:2019-09-30	Oct 2, 2019	Sep 27, 2019	BEDFORD, NH	Firm change
151664:14251:KS:2018-01-25	Jan 25, 2018	Jan 2, 2015	OVERLAND PARK,, KS	Firm change after gap
615:151664:NH:2015-01-02	Jan 2, 2015	Jul 3, 2012	MANCHESTER, NH	Firm change after gap

Relationships

Registered with (10)

→ R••• P•••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 27, 2019 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Oct 2, 2019factForm ADV
→ M••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c01de62c-6177-b2c6-f358-d0ad1deab989
First observed: Jan 17, 2007
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.