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Advisor at AE WEALTH MANAGEMENT, LLC
Creston, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | May 14, 2025 | n/a | yes | Creston, WA | Current employment |
| ENCOMPASS MORE ASSET MANAGEMENT LLC | Independent wealth | Aug 11, 2023 | May 15, 2025 | no | Creston, WA|DANVILLE, CA | Previous registration |
| ENCOMPASS MORE ASSET MANAGEMENT LLC | Independent wealth | Sep 9, 2022 | Jan 6, 2023 | no | CRESTON, WA|DANVILLE, CA | Previous registration |
| VERITY ASSET MANAGEMENT | Independent wealth | Sep 20, 2021 | Nov 30, 2022 | no | DURHAM, NC|CRESTON, WA | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jun 20, 2016 | Jun 1, 2021 | no | Tacoma, WA|Wenatchee, WA|Moses Lake, WA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Jul 29, 2005 | Jun 13, 2016 | no | REPUBLIC, WA|GRAND COULEE, WA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Sep 21, 1999 | Aug 11, 2005 | no | GRAND COULEE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ENCOMPASS MORE ASSET MANAGEMENT LLC | AE WEALTH MANAGEMENT, LLC | May 15, 2025 | May 14, 2025 | -1 | Firm change | RIA to ibd |
| VERITY ASSET MANAGEMENT | ENCOMPASS MORE ASSET MANAGEMENT LLC | Nov 30, 2022 | Sep 9, 2022 | -82 | Firm change after gap | RIA to new firm |
| KEY INVESTMENT SERVICES LLC | VERITY ASSET MANAGEMENT | Jun 1, 2021 | Sep 20, 2021 | 111 | Firm change | Ibd to RIA |
| KMS FINANCIAL SERVICES, INC | KEY INVESTMENT SERVICES LLC | Jun 13, 2016 | Jun 20, 2016 | 7 | Firm change | Other |
| CETERA ADVISORS LLC | KMS FINANCIAL SERVICES, INC | Aug 11, 2005 | Jul 29, 2005 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 322382:282580:CA:2025-05-15 | May 15, 2025 | May 14, 2025 | DANVILLE, CA | Firm change |