RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D•••• S••••••
- A• W••••• M••••••••• L•• BD affiliated currentsince May 14, 2025 · Creston, Wa
- E•••••••• M••• A•••• M••••••••• L•• independent RIAAug 11, 2023 to May 15, 2025 · Creston, Wa
- E•••••••• M••• A•••• M••••••••• L•• independent RIASep 9, 2022 to Jan 6, 2023 · Creston, Wa
- V••••• A•••• M••••••••• independent RIASep 20, 2021 to Nov 30, 2022 · Durham, Nc
- K•• I••••••••• S••••••• L•• BD affiliatedJun 20, 2016 to Jun 1, 2021 · Tacoma, Wa
- K•• F•••••••• S•••••••• I•• formerJul 29, 2005 to Jun 13, 2016 · Republic, Wa
- C••••• A••••••• L•• formerSep 21, 1999 to Aug 11, 2005 · Grand Coulee, Wa
- E•••••••• M••• A•••• M••••••••• L•• to A• W••••• M••••••••• L••left May 15, 2025, registered May 14, 2025 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- V••••• A•••• M••••••••• to E•••••••• M••• A•••• M••••••••• L••left Nov 30, 2022, registered Sep 9, 2022 (-82 days) · RIA to a newly registered adviser
- K•• I••••••••• S••••••• L•• to V••••• A•••• M•••••••••left Jun 1, 2021, registered Sep 20, 2021 (111 days) · Affiliated broker-dealer or bank to independent RIA
- K•• F•••••••• S•••••••• I•• to K•• I••••••••• S••••••• L••left Jun 13, 2016, registered Jun 20, 2016 (7 days) · Other
- C••••• A••••••• L•• to K•• F•••••••• S•••••••• I••left Aug 11, 2005, registered Jul 29, 2005 (-13 days) · Other
- D•••• D•••• S•••••• left E•••••••• M••• A•••• M••••••••• L•• for A• W••••• M••••••••• L•• (registered 2025-05-14)May 15, 2025 · Advisor changed firm · fact
- D•••• D•••• S•••••• left V••••• A•••• M••••••••• for E•••••••• M••• A•••• M••••••••• L•• (registered 2022-09-09)Nov 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address