DFX Intelligence

L•• A••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L•• A••••• C••••

Advisor at A•••• C••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• L••	Asset manager	Sep 25, 2025	n/a	yes	Wayne, PA\|SAN JUAN, PR	Current employment
A•••• I••••••••• G••••	Independent wealth	Jul 26, 2022	n/a	yes	WAYNE, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• L••	A•••• I••••••••• G••••	Dec 31, 2022	Jul 26, 2022	-158	Firm change after gap	Other
B•••••••• C•••••• M••••••••• L••	A•••• C••••••	Jan 13, 2021	Aug 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
300640:317077:PR:2022-12-31	Dec 31, 2022	Jul 26, 2022	SAN JUAN, PR	Firm change after gap

Relationships

Registered with (6)

→ E••••••• C•••••• L••Registered adviserregistration: previous registration
Mar 20, 2019 to Dec 31, 2022factForm ADV
→ A•••• I••••••••• G••••Registered adviserregistration: current employment
Jul 26, 2022 to presentfactForm ADV
→ A•••• C••••••Registered adviserregistration: current employment
Aug 20, 2018 to presentfactForm ADV
→ B•••••••• C•••••• M••••••••• L••

Dated events

Order

Occurred
31 Dec 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.