DFX Intelligence

C•••••• W••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C•••••• W••••• B•••••

Advisor at B•• F•••••••• P•••••• W•••••• I•••

DENVER, CO | Plano, TX

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Search this name across graphsid dfx:ria:c2df2f87-5f2e-1408-4dd7-8d2a9c5a9cb8

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2007 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• F•••••••• P•••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• F•••••••• P•••••• W•••••• I•••	Independent wealth	Sep 16, 2026	n/a	yes	DENVER, CO\|Plano, TX	Current employment
B•• F•••••••• A•••••••	Bd affiliated wealth	Sep 16, 2026	n/a	yes	Plano, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B•• F•••••••• P•••••• W•••••• I•••	Mar 24, 2010	Sep 16, 2026	6,020	Firm change after gap	Wirehouse to RIA
B••• O• A•••••• I••••••••• S•••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 23, 2009

Relationships

Registered with (5)

→ B•• F•••••••• P•••••• W•••••• I•••Registered adviserregistration: current employment
Sep 16, 2026 to presentfactForm ADV
→ B•• F•••••••• A•••••••Registered adviserregistration: current employment
Sep 16, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 23, 2009 to Mar 24, 2010factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 16, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2df2f87-5f2e-1408-4dd7-8d2a9c5a9cb8
First observed: Jul 24, 2007
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.