DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Clinton Wesley Barnes
Feed of 09/17/2026
Also filed as Wes Barnes
At current firm
0 y
since Sep 16, 2026
In the industry
25 y
since Jun 11, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bok Financial Private Wealth, Inc. independent RIA currentsince Sep 16, 2026 · Denver, Co
- Bok Financial Advisors BD affiliated currentsince Sep 16, 2026 · Plano, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Mar 24, 2010 · Dallas, Tx
- Banc Of America Investment Services, Inc. unclassifiedSep 18, 2008 to Oct 23, 2009 · Dallas, Tx
- Cetera Investment Services LLC formerJul 24, 2007 to Sep 2, 2008 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bok Financial Private Wealth, Inc.left Mar 24, 2010, registered Sep 16, 2026 (6020 days) · Wirehouse to independent RIA
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Cetera Investment Services LLC to Banc Of America Investment Services, Inc.left Sep 2, 2008, registered Sep 18, 2008 (16 days) · Other
Signals
- Clinton Wesley Barnes registered as an investment adviser representative at Bok Financial Private Wealth, Inc.Sep 16, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address