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Advisor at CETERA INVESTMENT ADVISERS LLC
LORAIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 1, 2021 | n/a | yes | LORAIN, OH | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 1, 2020 | Sep 1, 2021 | no | INDEPENDENCE, OH | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | May 18, 2017 | Jul 1, 2020 | no | CLEVELAND, OH|CLEVELAND, OH|MIDDLEBURGH HEIGHTS, OH|TOLEDO, OH|PARMA, OH|LAKEWOOD, OH|INDEPENDENCE, OH|FAIRLAWN, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Feb 1, 2017 | May 8, 2017 | no | MOGADORE, OH|AKRON, OH|AKRON, OH|HARTVILLE, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 7, 2013 | Feb 1, 2017 | no | AKRON, OH|AKRON, OH|MOGADORE, OH|HARTVILLE, OH | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 12, 2008 | Oct 4, 2013 | no | GARFIELD HEIGHTS, OH|PARMA, OH|ROCKY RIVER, OH|NORTH OLMSTED, OH | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Aug 27, 2008 | Dec 18, 2008 | no | ROCKY RIVER, OH|FAIRVIEW PARK, OH|NORTH OLMSTED, OH|OLMSTED TOWNSHIP, OH | Previous registration |
| EDWARD JONES | National bd RIA | May 30, 2007 | Jul 30, 2008 | no | ST LOUIS, MO|BAY VILLAGE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | CETERA INVESTMENT ADVISERS LLC | Sep 1, 2021 | Sep 1, 2021 | 0 | Firm change | Ibd to ibd |
| CITIZENS SECURITIES, INC. | EQUITABLE ADVISORS, LLC | Jul 1, 2020 | Jul 1, 2020 | 0 | Firm change | Ibd to ibd |
| HUNTINGTON FINANCIAL ADVISORS | CITIZENS SECURITIES, INC. | May 8, 2017 | May 18, 2017 | 10 | Firm change | Other |
| LPL FINANCIAL LLC | HUNTINGTON FINANCIAL ADVISORS | Feb 1, 2017 | Feb 1, 2017 | 0 | Bulk transfer | Other |
| CETERA INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Oct 4, 2013 | Oct 7, 2013 | 3 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT SERVICES LLC | Dec 18, 2008 | Dec 12, 2008 | -6 | Firm change | Other |
| EDWARD JONES | CETERA ADVISOR NETWORKS LLC | Jul 30, 2008 | Aug 27, 2008 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16986:39550:OH:2017-04-26 | May 8, 2017 | May 18, 2017 | HARTVILLE, OH | Firm change |