DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• M•••••••

C••••• I••••••••• A••••••• L••BD affiliatedLorain, Ohdual registrantIAPD 1953732

Feed of 09/14/2026

At current firm

5 y

since Sep 1, 2021

In the industry

19 y

since May 10, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 1, 2021 · Lorain, Oh
E•••••••• A•••••••• L•• national BD
Jul 1, 2020 to Sep 1, 2021 · Independence, Oh
C••••••• S••••••••• I••• BD affiliated
May 18, 2017 to Jul 1, 2020 · Cleveland, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Feb 1, 2017 to May 8, 2017 · Mogadore, Oh
L•• F•••••••• L•• BD affiliated
Oct 7, 2013 to Feb 1, 2017 · Akron, Oh
C••••• I••••••••• S••••••• L•• former
Dec 12, 2008 to Oct 4, 2013 · Garfield Heights, Oh
C••••• A•••••• N••••••• L•• former
Aug 27, 2008 to Dec 18, 2008 · Rocky River, Oh
E••••• J•••• national BD
May 30, 2007 to Jul 30, 2008 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Sep 1, 2021, registered Sep 1, 2021 (0 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to E•••••••• A•••••••• L••
left Jul 1, 2020, registered Jul 1, 2020 (0 days) · Affiliated broker-dealer or bank to another
H••••••••• F•••••••• A••••••• to C••••••• S••••••••• I•••
left May 8, 2017, registered May 18, 2017 (10 days) · Other · moved with a team
L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••
left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
C••••• I••••••••• S••••••• L•• to L•• F•••••••• L••
left Oct 4, 2013, registered Oct 7, 2013 (3 days) · Other
C••••• A•••••• N••••••• L•• to C••••• I••••••••• S••••••• L••
left Dec 18, 2008, registered Dec 12, 2008 (-6 days) · Other
E••••• J•••• to C••••• A•••••• N••••••• L••
left Jul 30, 2008, registered Aug 27, 2008 (28 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address