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Advisor at LPL FINANCIAL LLC
CANONSBURG, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 5, 2022 | n/a | yes | CANONSBURG, PA | Current employment |
| NEWEDGE ADVISORS | Bd affiliated wealth | Nov 1, 2021 | Dec 5, 2022 | no | Canonsburg, PA|NEW ORLEANS, LA | Previous registration |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Former SEC adviser | Aug 18, 2020 | Nov 1, 2021 | no | PITTSBURGH, PA|Canonsburg, PA | Previous registration |
| ILG PRIVATE WEALTH, INC. | State registered | May 9, 2018 | Oct 26, 2020 | no | Washington, PA | Previous registration |
| CSENGE ADVISORY GROUP, LLC | Independent wealth | Apr 1, 2013 | Apr 16, 2018 | no | CLEARWATER, FL | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Mar 26, 2013 | Apr 16, 2018 | no | WASHINGTON, PA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jun 17, 2009 | Mar 27, 2013 | no | SEWICKLEY, PA|MCMURRAY, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 1, 2006 | Jun 10, 2009 | no | SEWICKLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | LPL FINANCIAL LLC | Dec 5, 2022 | Dec 5, 2022 | 0 | Firm change | Ibd to RIA |
| MID ATLANTIC FINANCIAL MANAGEMENT, INC. | NEWEDGE ADVISORS | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| ILG PRIVATE WEALTH, INC. | MID ATLANTIC FINANCIAL MANAGEMENT, INC. | Oct 26, 2020 | Aug 18, 2020 | -69 | Firm change after gap | Other |
| CSENGE ADVISORY GROUP, LLC | ILG PRIVATE WEALTH, INC. | Apr 16, 2018 | May 9, 2018 | 23 | Firm change | RIA to state RIA |
| FSC SECURITIES CORPORATION | CSENGE ADVISORY GROUP, LLC | Apr 16, 2018 | Apr 1, 2013 | -1,841 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | FSC SECURITIES CORPORATION | Mar 27, 2013 | Mar 26, 2013 | -1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CETERA ADVISOR NETWORKS LLC | Jun 10, 2009 | Jun 17, 2009 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131167:292267:FL:2018-04-16 | Apr 16, 2018 | May 9, 2018 | CLEARWATER, FL | Firm change |
| 7461:131167:PA:2018-04-16 | Apr 16, 2018 | Apr 1, 2013 | WASHINGTON, PA | Firm change after gap |