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J•••• A• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••• A• L••••

Advisor at U•• F•••••••• S•••••••• I•••

Leawood, KS

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Search this name across graphsid dfx:ria:c483cd01-2af0-471f-774f-ca28250c8980

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 18
On other graphs: 0
Observed: Apr 6, 2010 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S•••••••• I•••	Independent wealth	Aug 31, 2026	n/a	yes	Leawood, KS	Current employment
R•• I••••••••• L••	Independent wealth	Jan 29, 2025	Jun 18, 2026	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• I••••••••• L••	U•• F•••••••• S•••••••• I•••	Jun 18, 2026	Aug 31, 2026	74	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•• I••••••••• L••	Feb 4, 2025	Jan 29, 2025

Relationships

Registered with (6)

→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ R•• I••••••••• L••Registered adviserregistration: previous registration
Jan 29, 2025 to Jun 18, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 19, 2024 to Feb 4, 2025factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

15 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 18, 2026
Advisor changed firm
J•••• A• L•••• left R•• I••••••••• L•• for U•• F•••••••• S•••••••• I••• (registered 2026-08-31)
Form ADVobserved 7 days ago
Occurred
Feb 4, 2025
Advisor changed firm
J•••• A• L•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• I••••••••• L•• (registered 2025-01-29)
Form ADVobserved 7 days ago
Occurred
Jan 10, 2024
Advisor changed firm
J•••• A• L•••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-03-19)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c483cd01-2af0-471f-774f-ca28250c8980
First observed: Apr 6, 2010
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Show 15 bookkeeping events

Occurred
Sep 15, 2026
J•••• A• L•••• added a WI registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 14, 2026
J•••• A• L•••• added a MI registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 14, 2026
J•••• A• L•••• added a AR registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 11, 2026
J•••• A• L•••• added a FL registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 11, 2026
J•••• A• L•••• added a IL registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 11, 2026
J•••• A• L•••• added a IA registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 11, 2026
J•••• A• L•••• added a PA registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 11, 2026
J•••• A• L•••• added a CA registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 10, 2026
J•••• A• L•••• added a CO registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 10, 2026
J•••• A• L•••• added a MD registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 10, 2026
J•••• A• L•••• added a OK registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 10, 2026
J•••• A• L•••• added a TX registration at U•• F•••••••• S•••••••• I•••
Occurred
Sep 10, 2026
J•••• A• L•••• added a WA registration at U•• F•••••••• S•••••••• I•••
Occurred
Aug 31, 2026
J•••• A• L•••• added a KS registration at U•• F•••••••• S•••••••• I•••
Occurred
Aug 31, 2026
J•••• A• L•••• added a MO registration at U•• F•••••••• S•••••••• I•••