DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•• M•••••••••
Legal name S•• L••• C•••••• M••••••••• ••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 52 filings
SEC status approved since Oct 28, 1991
RAUM
$76B
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
0.0%
$4.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$76B
derived; firm RAUM over IAPD count
Employees
207
108 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
4
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$76B as of Mar 31, 2026
Mar 30, 2012$57B then
HNW client RAUM$4.8M as of Mar 31, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)207 as of Mar 31, 2026
Mar 28, 201383 then
Private funds4 as of Mar 31, 2026
Mar 30, 20124 then
RAUM +11% over the last fiscal year+4.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- i••••••••• asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- ocio i••••••••• advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $76BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 2derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $111MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 89%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 207.0derivedItem 5.A over advisors
- Advisors per office
- 0.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -33%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Custody
- $801M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$57B75%
- Pension and profit-sharing plans$6.0B7.9%
- State and municipal entities$4.8B6.3%
- Other investment advisers$3.5B4.6%
- Investment companies$2.5B3.3%
- Pooled investment vehicles$1.2B1.6%
- Corporations and businesses$504M0.7%
- Charitable organizations$84.2M0.1%
- High-net-worth individuals$4.8M0.0%
- Individual clients
- 0reported
- HNW clients
- 2reported
- Pension plan clients
- 110reported
- Charitable clients
- 5reported
- Accounts
- 690reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $801M for 5 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.09 institutional_share=0.89 related_bd=true related_bank=true bd_reps=19.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• L••••••• H•••••• | Wellesley Hills, Ma | Jan 14, 2025 | 15 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• L••••••• H•••••• from E•• F•••••••• A•••••••Jan 14, 2025 · Other
Private funds
12 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••••••• B•••• · Cio, Sun L•••, Manager, Board Of Managerscontrolsince 02/2016 · owns less than 5%
- C•••••• P••••••• · Chair And Manager, Board Of Managerscontrolsince 07/2023 · owns less than 5%
- D•••••••• A••• E•••••••• · Manager, Board Of Managerscontrolsince 02/2023 · owns less than 5%
- H•••••• J•••••• A• •• O•••• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- K•••••• C••••••• L••••• · Secretarycontrolsince 11/2017 · owns less than 5%
- P••••••• S••••••• C• · President And Manager, Board Of Managerscontrolsince 01/2020 · owns less than 5%
- R•••••• P••••••• R•••••• · Manager, Board Of Managerscontrolsince 01/2020 · owns less than 5%
- S•••• C••••••• G••• · Chief Operating Officercontrolsince 05/2023 · owns less than 5%
- V•• D•• H•••••• M••••••• F•••••• · Svp, Chief Financial Officer, Treasurercontrolsince 05/2019 · owns less than 5%
Entity owners
- S•• L••• I••••••••• M••••••••• U•••• I••• · Sole Memberdirect · owns 75% or more
- S•• L••• 2••••• F•••••••• C•••• · Sole Shareholderindirect · owns 50% to 75% of S•• L••• A•••••••• C•••••• O• C••••• • U••• O••••••••• H•••••••• I•••
- S•• L••• A•••••••• C•••••• O• C••••• • U••• O••••••••• H•••••••• I••• · Sole Shareholderindirect · owns 75% or more of S•• L••• F•••••••• ••••• H•••••••• I•••
- S•• L••• F•••••••• ••••• H•••••••• I••• · Sole Shareholderindirect · owns 75% or more of S•• L••• F•••••••• ••••• I••••••••• L••
- S•• L••• F•••••••• ••••• I••••••••• L•• · Sole Shareholderindirect · owns 75% or more of S•• L••• I••••••••• M••••••••• U•••• I•••
- S•• L••• F•••••••• I••• · Sole Shareholderindirect · owns 75% or more of S•• L••• G••••• I••••••••• I••• · public reporting company
- S•• L••• G••••• I••••••••• I••• · Sole Shareholderindirect · owns 75% or more of S•• L••• 2••••• F•••••••• C••••
Related persons
Schedule D 7.A
- A••••••• A•••• M••••••••• I•••broker-dealerinvestment advisernRAUM $2.2B
- B••••••••• ••••••• L•••••• P•••••••••n
- B••••••••• ••••• L•••••• P•••••••••investment advisernRAUM $24B
- B••••••••• R••• E••••• U• L••broker-dealern
- B••••••••• S•••••••• C•••••• P•••••••investment advisernRAUM $3.5B
- B•• U• R••• E••••• L•investment advisernRAUM $24B
- C••••••• C•• A•••••••• L••investment adviserbanknRAUM $1.8B
- C••••••• C•••••• G•••• L•investment adviserbanknRAUM $50B
- D•••••••• O• A••••••• I•••real estaten
- G• E••••• G• L••pooled vehicle sponsorn
- I••••••••• L••• A•• A•••••• C••••••real estaten
- I••••••• C•••••• P••••••• ••• L••investment advisernRAUM $2.4B
- I••••••• C•••••• P••••••• L••••••investment advisernRAUM $14B
- M•• I••••••••• M•••••••••investment adviserbanknRAUM $514B
- M•• I••••••••• A••••••• I•••investment adviserbankpooled vehicle sponsornRAUM $114B
- P••••••••• I•••••••• C••••••real estaten
- S•• M••••••••• M•• G• L••pooled vehicle sponsory
- S•• M••••••••• T••• P••••••• M••••••••• L••pooled vehicle sponsory
- S•• M••••••••• U••• P•••••• C••••• G•• L••pooled vehicle sponsory
- S••••• I•••investment companyy
- S••• A•••• M••••••••• I•••broker-dealerinvestment adviserbankpooled vehicle sponsorn
- S•• L••• A•• H••••• I•••••••• C•••••• •••••real estaten
- S•• L••• A•••••••• C•••••• O• C•••••real estaten
- S•• L••• A•••••••• C•••••• O• C••••• ••••• L••••••real estaten
- S•• L••• C•••••• M••••••••• ••••••• I•••broker-dealerinvestment adviserbankpooled vehicle sponsorn
- S•• L••• F•••••••• •••••••• R••••••••• L•••real estaten
- S•• L••• F•••••••• ••••• R••••••••• C••••••real estaten
- S•• L••• F•••••••• ••••• R••••••••• C•••••• I•real estaten
- S•• L••• F•••••••• T•••• I•••n
- S•• L••• H••• K••• L••••••real estaten
Advisers that list S•• M••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Redmond, WA17 employees
- Toronto, Canada15 employees
- New York, NY13 employees
- Hartford, CT5 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 31, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-10-28, no on the filing of 2026-03-31peers: I•••••••••, $20B and over (90)
What changed
consecutive filings, newest first
- Accounts · 836 to 690Oct 28, 2025 to Mar 31, 2026
- Advisory employees · 101 to 108Oct 28, 2025 to Mar 31, 2026
- BD registered reps · 20 to 19Oct 28, 2025 to Mar 31, 2026
- Charity clients · 2 to 5Oct 28, 2025 to Mar 31, 2026
- HNW clients · 3 to 2Oct 28, 2025 to Mar 31, 2026
- Pension plan clients · 111 to 110Oct 28, 2025 to Mar 31, 2026
- Assets in custody · $606M to $801MOct 28, 2025 to Mar 31, 2026
- Employees · 225 to 207Oct 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $63B to $66BOct 28, 2025 to Mar 31, 2026
- HNW RAUM · $5.1M to $4.8MOct 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $6.4B to $10.0BOct 28, 2025 to Mar 31, 2026
- Pension RAUM · $6.1B to $6.0BOct 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.2BOct 28, 2025 to Mar 31, 2026
- RAUM · $69B to $76BOct 28, 2025 to Mar 31, 2026
- Accounts · 666 to 836Mar 28, 2024 to Apr 30, 2025
- BD registered reps · 14 to 20Mar 28, 2024 to Apr 30, 2025
- Pension plan clients · 90 to 111Mar 28, 2024 to Apr 30, 2025
- Pooled vehicle clients · 6 to 5Mar 28, 2024 to Apr 30, 2025
- Assets in custody · $1.0B to $606MMar 28, 2024 to Apr 30, 2025
- Employees · 220 to 225Mar 28, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 30, 2025
- Private funds · 6 to 4Mar 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $61B to $63BMar 28, 2024 to Apr 30, 2025
- HNW RAUM · $16.4M to $5.1MMar 28, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $8.8B to $6.4BMar 28, 2024 to Apr 30, 2025
- Pension RAUM · $5.3B to $6.1BMar 28, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $985M to $1.2BMar 28, 2024 to Apr 30, 2025
- RAUM · $69B to $69BMar 28, 2024 to Apr 30, 2025
- Wrap assets (manager) · 30332467.0 to unsetMar 28, 2024 to Apr 30, 2025
- Wrap assets (sponsor) · 0.0 to unsetMar 28, 2024 to Apr 30, 2025
- Accounts · 645 to 666Dec 1, 2023 to Mar 28, 2024
- Advisory employees · 112 to 101Dec 1, 2023 to Mar 28, 2024
- BD registered reps · 13 to 14Dec 1, 2023 to Mar 28, 2024
- Charity clients · 6 to 2Dec 1, 2023 to Mar 28, 2024
- Pension plan clients · 108 to 90Dec 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 8 to 6Dec 1, 2023 to Mar 28, 2024
- Assets in custody · $1.2B to $1.0BDec 1, 2023 to Mar 28, 2024
- Employees · 193 to 220Dec 1, 2023 to Mar 28, 2024
- Private funds · 8 to 6Dec 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $58B to $61BDec 1, 2023 to Mar 28, 2024
Signals
20 dated events
- Patricia Callon (Chair And Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••Aug 3, 2023 · Control person joined · fact
- J••• M•••••• K•••••• (Chair And Manager, Board Of Managers) no longer on Schedule A of S•• M••••••••• (listed 2023-06-16, absent 2023-08-03)Aug 3, 2023 · Control person left · inference
- Gail Candace Shaw (Chief Operating Officer) appeared on Schedule A of S•• M•••••••••May 17, 2023 · Control person joined · fact
- A (Mi Only) Joseph Hanlon (Chief Compliance Officer) appeared on Schedule A of S•• M•••••••••Apr 17, 2023 · Control person joined · fact
- Roy T••••• W••••• (Chief Compliance Officer) no longer on Schedule A of S•• M••••••••• (listed 2023-03-31, absent 2023-04-17)Apr 17, 2023 · Control person left · inference
- Peter Anthony T••••• Murphy (Head Of Institutional Business, S•• M••••••••• And Manager, Board Of Managers) no longer on Schedule A of S•• M••••••••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Elizabeth Amy Deangelo (Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••Mar 31, 2023 · Control person joined · fact
- J•••• N••• B••• (Head Of Legal) no longer on Schedule A of S•• M••••••••• (listed 2021-03-31, absent 2021-09-23)Sep 23, 2021 · Control person left · inference
- J•••• N••• B••• (Head Of Legal) appeared on Schedule A of S•• M•••••••••Jan 2, 2020 · Control person joined · fact
- S•• M••••••••• reported RAUM $69.9B, up 97% from $35.5B (2019-06-19 to 2020-01-02)Jan 2, 2020 · RAUM change · derived
- Richard Patrick Romain (Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••Jan 2, 2020 · Control person joined · fact
- T••••• John Donnelly (President And Manager, And Head Of Strategic Initiatives, S•• M•••••••••) no longer on Schedule A of S•• M••••••••• (listed 2019-06-19, absent 2020-01-02)Jan 2, 2020 · Control person left · inference
- Susan Amy Marjani (Director, Chief Compliance Officer) no longer on Schedule A of S•• M••••••••• (listed 2019-06-19, absent 2020-01-02)Jan 2, 2020 · Control person left · inference
- Roy T••••• W••••• (Chief Compliance Officer) appeared on Schedule A of S•• M•••••••••Jan 2, 2020 · Control person joined · fact
- J••• M•••••• K•••••• (Chair And Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••Jan 2, 2020 · Control person joined · fact
- Peter Anthony T••••• Murphy (Head Of Institutional Business, S•• M••••••••• And Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••Jan 2, 2020 · Control person joined · fact
- C Stephen Peacher (President, S•• M••••••••• And Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••Jan 2, 2020 · Control person joined · fact
- S•• M••••••••• reported 5 offices beyond its principal office, up from 0 (2019-06-19 to 2020-01-02)Jan 2, 2020 · Office count change · derived
- F•••••• M•••••• Van Den H••••• (Senior Vice President, Chief Financial And Operations Officer, Treasurer, And Manager, Board Of Managers) appeared on Schedule A of S•• M•••••••••May 16, 2019 · Control person joined · fact
- Leonard N••• Haynes (Treasurer And Chief Financial Officer And Manager) no longer on Schedule A of S•• M••••••••• (listed 2019-03-29, absent 2019-05-16)May 16, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- S•• M••••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/s-l-c-management/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- slcmanagement.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-446-1903reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026