DFX Intelligence
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Reading the graph
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Advisor at H••••••••• F•••••••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Aug 22, 2024 | n/a | yes | MAUMEE, OH|COLUMBUS, OH|Holland, OH | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jun 7, 2019 | Aug 22, 2024 | no | TROY, MI|TOLEDO, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | H••••••••• F•••••••• A••••••• | Aug 22, 2024 | Aug 22, 2024 | 0 | Firm change | Ibd to ibd |
| C•• A•••• M••••••••• I••• | P•• W••••• M••••••••• | May 31, 2019 | Jun 7, 2019 |
| C•• A•••• M••••••••• I••• | Independent wealth | Nov 14, 2017 | May 31, 2019 | no | SOUTHFIELD, MI | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 25, 2016 | Nov 7, 2017 | no | Birmingham, MI | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Apr 25, 2016 | Nov 7, 2017 | no | Birmingham, MI | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 3, 2014 | Apr 13, 2016 | no | SYLVANIA, OH|ANN ARBOR, MI|CANTON, MI|CANTON, MI|DETROIT, MI|BELLEVILLE, MI|YPSILANTI, MI|MIDDLEBURGH HEIGHTS, OH|DEARBORN, MI|INDEPENDENCE, OH|TOLEDO, OH|TOLEDO, OH|TRENTON, MI|TRENTON, MI|TAYLOR, MI|TOLEDO, OH|MAUMEE, OH|PARMA, OH|STRONGSVILLE, OH|PARMA, OH|MIDDLEBURG HEIGHTS, OH|DEARBORN HEIGHTS, MI|DEARBORN, MI|MAUMEE, OH|PLYMOUTH TOWNSHIP, MI|ROCKY RIVER, OH|DETROIT, MI|LINCOLN PARK, MI|LAKEWOOD, OH|CLEVELAND, OH|CLEVELAND, OH|TOLEDO, OH|WESTLAKE, OH|BAY VILLAGE, OH|LAKEWOOD, OH|PARMA, OH|LAMBERTVILLE, MI|EAST TOLEDO, OH|MAUMEE, OH|TOLEDO, OH|BROOKLYN, OH|NORTH OLMSTEAD, OH|STRONGSVILLE, OH|BEREA, OH|ROSSFORD, OH|WESTLAND, MI|DEARBORN, MI|CLEVELAND, OH|PARMA, OH|OREGON, OH|WESTLAND, MI|AVON, OH|TAYLOR, MI|CLEVELAND, OH|CLEVELAND, OH|CLEVELAND, OH|CLEVELAND, OH|TOLEDO, OH|TOLEDO, OH|WESTLAKE, OH|SOUTHGATE, MI|TAYLOR, MI|WYANDOTTE, MI|PERRYSBURG, OH|FAIRVIEW PARK, OH|CLEVELAND, OH|TOLEDO, OH|TOLEDO, OH|BROWNSTOWN, MI|CLEVELAND, OH|PARMA, OH|MEDINA, OH|SOUTHGATE, MI|SOUTHFIELD, MI | Previous registration |
| F•••• T•••• S••••••••• I••• | Bd affiliated wealth | May 21, 2008 | Mar 21, 2014 | no | TOLEDO, OH|SYLVANIA, OH|GROSSE POINTE FARMS, MI|DETROIT, MI|TROY, MI|DETROIT, MI|REDFORD, MI|DETROIT, MI|DEARBORN, MI|DEARBORN, MI|TAYLOR, MI|GROSSE POINTE WOODS, MI | Previous registration |
| N•••••• I••••••••• I••• | n/a | Oct 16, 2006 | May 2, 2008 | no | ANN ARBOR, MI|GRAND RAPIDS, MI|ALLEN PARK, MI|TAYLOR, MI|TAYLOR, MI|LINCOLN PARK, MI|ALLEN PARK, MI|ALLEN PARK, MI|LINCOLN PARK, MI|TAYLOR, MI|ALLEN PARK, MI|ECORSE, MI|SOUTHGATE, MI | Previous registration |
| 7 |
| Firm change |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Nov 7, 2017 | Apr 25, 2016 | -561 | Channel change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | C•• A•••• M••••••••• I••• | Nov 7, 2017 | Nov 14, 2017 | 7 | Firm change | Other |
| C••••••• S••••••••• I••• | T• A••••••••• I••• | Apr 13, 2016 | Apr 25, 2016 | 12 | Firm change | Other |
| F•••• T•••• S••••••••• I••• | C••••••• S••••••••• I••• | Mar 21, 2014 | Apr 3, 2014 | 13 | Firm change | Other |
| N•••••• I••••••••• I••• | F•••• T•••• S••••••••• I••• | May 2, 2008 | May 21, 2008 | 19 | Firm change | Other |