DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Dale Baker

Huntington Financial AdvisorsBD affiliatedHolland, Oh dual registrantIAPD 2902906

Feed of 09/15/2026

Also filed as Eric D Baker

At current firm

2 y

since Aug 22, 2024

In the industry

28 y

since Jan 15, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Huntington Financial Advisors BD affiliated current
since Aug 22, 2024 · Maumee, Oh
Pnc Wealth Management BD affiliated
Jun 7, 2019 to Aug 22, 2024 · Troy, Mi
Cig Asset Management, Inc. independent RIA
Nov 14, 2017 to May 31, 2019 · Southfield, Mi
Td Ameritrade Investment Management, LLC former
Apr 25, 2016 to Nov 7, 2017 · Birmingham, Mi
Td Ameritrade, Inc. former
Apr 25, 2016 to Nov 7, 2017 · Birmingham, Mi
Citizens Securities, Inc. BD affiliated
Apr 3, 2014 to Apr 13, 2016 · Sylvania, Oh
Fifth Third Securities, Inc. BD affiliated
May 21, 2008 to Mar 21, 2014 · Toledo, Oh
Natcity Investments, Inc. unclassified
Oct 16, 2006 to May 2, 2008 · Ann Arbor, Mi

Moves

a registration end followed by a registration begin elsewhere

Pnc Wealth Management to Huntington Financial Advisors
left Aug 22, 2024, registered Aug 22, 2024 (0 days) · Affiliated broker-dealer or bank to another
Cig Asset Management, Inc. to Pnc Wealth Management
left May 31, 2019, registered Jun 7, 2019 (7 days) · RIA to affiliated broker-dealer or bank
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Nov 7, 2017, registered Apr 25, 2016 (-561 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Cig Asset Management, Inc.
left Nov 7, 2017, registered Nov 14, 2017 (7 days) · Other
Citizens Securities, Inc. to Td Ameritrade, Inc.
left Apr 13, 2016, registered Apr 25, 2016 (12 days) · Other
Fifth Third Securities, Inc. to Citizens Securities, Inc.
left Mar 21, 2014, registered Apr 3, 2014 (13 days) · Other
Natcity Investments, Inc. to Fifth Third Securities, Inc.
left May 2, 2008, registered May 21, 2008 (19 days) · Other

Signals

Eric Dale Baker left Pnc Wealth Management for Huntington Financial Advisors (registered 2024-08-22)
Aug 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address