RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O•• V••• C•••••• independent RIA currentsince Nov 7, 2019 · Austin, Tx
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to May 28, 2019 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerOct 31, 2017 to Nov 8, 2018 · San Franciso, Ca
- H••••••• F•••• asset managerFeb 5, 2016 to Apr 11, 2017 · Wayne, Pa
- B•••••••• F••• A••••••• asset managerMay 13, 2013 to Mar 19, 2015 · San Francisco, Ca
- F••••• I••••••••• independent RIAAug 27, 2012 to May 17, 2013 · San Mateo, Ca
- J••• H•••••• I••••••••• M••••••••• L•• to O•• V••• C••••••left May 28, 2019, registered Nov 7, 2019 (163 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- H••••••• F•••• to M••••••• I••••••••• M••••••••• ••• L••left Apr 11, 2017, registered Oct 31, 2017 (203 days) · Other
- B•••••••• F••• A••••••• to H••••••• F••••left Mar 19, 2015, registered Feb 5, 2016 (323 days) · Other
- F••••• I••••••••• to B•••••••• F••• A•••••••left May 17, 2013, registered May 13, 2013 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address