DFX Intelligence
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Reading the graph
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Advisor at A••••••• W••••• A•••••••
Watkinsville, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• W••••• A••••••• | Bd affiliated wealth | Feb 22, 2026 | n/a | yes | Watkinsville, GA | Current employment |
| D•••••• L••• S••••• L•• | Former SEC adviser | Jan 8, 2026 | Feb 24, 2026 | no | ROME, GA|ROME, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | D•••••• L••• S••••• L•• | Feb 26, 2026 | Jan 8, 2026 | -49 | Firm change after gap | Ibd to RIA |
| D•••••• L••• S••••• L•• | A••••••• W••••• A••••••• | Feb 24, 2026 | Feb 22, 2026 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:141238:GA:2026-02-12 | Feb 26, 2026 | Jan 8, 2026 | ROME, GA | Firm change after gap |
| 141238:288863:GA:2026-02-10 | Feb 24, 2026 | Feb 22, 2026 | ROME, GA | Firm change |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Nov 25, 2025 | Feb 26, 2026 | no | Watkinsville, GA|Rome, GA | Previous registration |
| D•••••• L••• S••••• L•• | Former SEC adviser | Jan 29, 2019 | Dec 31, 2025 | no | Colbert, GA|ROME, GA|ROME, GA|ROME, GA|WATKINSVILLE, GA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jan 5, 2017 | Mar 18, 2019 | no | Colbert, GA|Colbert, GA|SAN RAMON, CA | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 31, 2014 | Dec 19, 2016 | no | ATHENS, GA|ALBANY, GA|JEFFERSON, GA | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Jan 15, 2014 | Jan 31, 2014 | no | ATHENS, GA|ALBANY, GA|HOOVER, AL|ST CLOUD, MN|JEFFERSON, GA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Dec 14, 2011 | Jan 21, 2014 | no | ALPHARETTA, GA|MILTON, GA|CAMILLA, GA | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 26, 2010 | Dec 15, 2011 | no | ATLANTA, GA | Previous registration |
| -2 |
| Firm change |
| RIA to ibd |
| D•••••• L••• S••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 31, 2025 | Nov 25, 2025 | -36 | Bulk transfer | RIA to ibd |
| O•••• F•• I••• | D•••••• L••• S••••• L•• | Mar 18, 2019 | Jan 29, 2019 | -48 | Firm change after gap | Ibd to RIA |
| C••••• I••••••••• A••••••• L•• | O•••• F•• I••• | Dec 19, 2016 | Jan 5, 2017 | 17 | Firm change | Other |
| C••••• I••••••••• S••••••• L•• | C••••• I••••••••• A••••••• L•• | Jan 31, 2014 | Jan 31, 2014 | 0 | Bulk transfer | Other |
| F•• S••••••••• C••••••••• | C••••• I••••••••• S••••••• L•• | Jan 21, 2014 | Jan 15, 2014 | -6 | Firm change | Other |
| V•••• F•••••••• A•••••••• I••• | F•• S••••••••• C••••••••• | Dec 15, 2011 | Dec 14, 2011 | -1 | Firm change | Other |