RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• A••••• S•••••••••
- A••••••• W••••• A••••••• BD affiliated currentsince Feb 22, 2026 · Watkinsville, Ga
- D•••••• L••• S••••• L•• formerJan 8, 2026 to Feb 24, 2026 · Rome, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 25, 2025 to Feb 26, 2026 · Watkinsville, Ga
- D•••••• L••• S••••• L•• formerJan 29, 2019 to Dec 31, 2025 · Colbert, Ga
- O•••• F•• I••• formerJan 5, 2017 to Mar 18, 2019 · Colbert, Ga
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 31, 2014 to Dec 19, 2016 · Athens, Ga
- C••••• I••••••••• S••••••• L•• formerJan 15, 2014 to Jan 31, 2014 · Athens, Ga
- F•• S••••••••• C••••••••• formerDec 14, 2011 to Jan 21, 2014 · Alpharetta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 26, 2010 to Dec 15, 2011 · Atlanta, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• to D•••••• L••• S••••• L••left Feb 26, 2026, registered Jan 8, 2026 (-49 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- D•••••• L••• S••••• L•• to A••••••• W••••• A•••••••left Feb 24, 2026, registered Feb 22, 2026 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- O•••• F•• I••• to D•••••• L••• S••••• L••left Mar 18, 2019, registered Jan 29, 2019 (-48 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to O•••• F•• I•••left Dec 19, 2016, registered Jan 5, 2017 (17 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 31, 2014, registered Jan 31, 2014 (0 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to C••••• I••••••••• S••••••• L••left Jan 21, 2014, registered Jan 15, 2014 (-6 days) · Other
- V•••• F•••••••• A•••••••• I••• to F•• S••••••••• C•••••••••left Dec 15, 2011, registered Dec 14, 2011 (-1 days) · Other
- C•••••• A••••• S••••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for D•••••• L••• S••••• L•• (registered 2026-01-08)Feb 26, 2026 · Advisor changed firm · fact
- C•••••• A••••• S••••••••• left D•••••• L••• S••••• L•• for A••••••• W••••• A••••••• (registered 2026-02-22)Feb 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address