DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••• M••••• G•••••

A• W••••• M••••••••• L••BD affiliatedTopeka, Ksdual registrantIAPD 6229394

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as B••••• M••••• Herren

At current firm

3 y

since Dec 8, 2022

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A• W••••• M••••••••• L•• BD affiliated current
since Dec 8, 2022 · Topeka, Ks
E•••• C•••••• M•••••••• L•• former
Jul 28, 2021 to Nov 14, 2022 · Merriam, Ks
D••••••• no RAUM
Jul 20, 2021 to Nov 14, 2022 · Overland Park, Ks
D••••••• other
Jul 20, 2021 to Nov 14, 2022 · Overland Park, Ks
C••• I••••••••• A••••••• S•••••••• L•• institutional
Sep 16, 2020 to Apr 26, 2021 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

D••••••• to D•••••••
left Nov 14, 2022, registered Jul 20, 2021 (-482 days) · channel change inside one enterprise, not a move
E•••• C•••••• M•••••••• L•• to A• W••••• M••••••••• L••
left Nov 14, 2022, registered Dec 8, 2022 (24 days) · Other
D••••••• to E•••• C•••••• M•••••••• L••
left Nov 14, 2022, registered Jul 28, 2021 (-474 days) · Other
C••• I••••••••• A••••••• S•••••••• L•• to D•••••••
left Apr 26, 2021, registered Jul 20, 2021 (85 days) · Other

Signals

B••••• M••••• G••••• left Demarche for E•••• C•••••• M•••••••• L•• (registered 2021-07-28)
Nov 14, 2022 · Advisor changed firm · fact
B••••• M••••• G••••• left E•••• C•••••• M•••••••• L•• for A• W••••• M••••••••• L•• (registered 2022-12-08)
Nov 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address