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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

RONNY INNIGER

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

SAN DIEGO, CA | San Diego, CA

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Search this name across graphsid dfx:ria:cb93e38c-63d6-6b1d-c95f-7196413fa256

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 18, 2005
First registration: Oct 19, 2005
Dual registered: yes, broker-dealer
Other names: RON INNIGER
IAPD individual key: 4958288

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Mar 15, 2024	n/a	yes	SAN DIEGO, CA\|San Diego, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 11, 2020	Mar 18, 2024	no	San Diego, CA	Previous registration
PFG ADVISORS	Independent wealth	May 3, 2018	Jan 3, 2020	no	San Diego, CA	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jul 21, 2014	Feb 28, 2018	no	NEWPORT BEACH, CA\|La Jolla, CA\|EL CAJON, CA\|LA MESA, CA\|SPRING VALLEY, CA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 3, 2012	Jun 26, 2014	no	SAN DIEGO, CA\|NEWPORT BEACH, CA	Previous registration
OSBORNE PARTNERS	Independent wealth	Dec 14, 2011	Jun 4, 2012	no	SAN FRANCISCO, CA	Previous registration
REILLY FINANCIAL ADVISORS	Former SEC adviser	Sep 23, 2010	Aug 9, 2011	no	LA MESA, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 12, 2010	Sep 20, 2010	no	SOLANA BEACH, CA\|Jacksonville, FL\|GLENDALE, CA\|SOLANA BEACH, CA\|ENCINITAS, CA\|SAN DIEGO, CA\|GLENDALE, CA	Previous registration
WADDELL & REED	Former SEC adviser	Feb 27, 2009	Oct 8, 2009	no	IRVINE, CA\|SAN DIEGO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 5, 2006	Mar 17, 2009	no	SAN DIEGO, CA	Previous registration
PIPER SANDLER & CO.	Institutional manager	Oct 19, 2005	Apr 5, 2006	no	LA JOLLA, CA\|LAJOLLA, CA\|LAJOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	INDEPENDENT FINANCIAL GROUP, LLC	Mar 18, 2024	Mar 15, 2024	-3	Firm change	Ibd to ibd
PFG ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Jan 3, 2020	May 11, 2020	129	Firm change	RIA to ibd
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	PFG ADVISORS	Feb 28, 2018	May 3, 2018	64	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jun 26, 2014	Jul 21, 2014	25	Firm change	Other
OSBORNE PARTNERS	ADVICE AND PLANNING SERVICES	Jun 4, 2012	Jul 3, 2012	29	Firm change	Other
REILLY FINANCIAL ADVISORS	OSBORNE PARTNERS	Aug 9, 2011	Dec 14, 2011	127	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	REILLY FINANCIAL ADVISORS	Sep 20, 2010	Sep 23, 2010	3	Firm change	Other
WADDELL & REED	CITIGROUP GLOBAL MARKETS INC.	Oct 8, 2009	Mar 12, 2010	155	Firm change	Other
UBS FINANCIAL SERVICES INC.	WADDELL & REED	Mar 17, 2009	Feb 27, 2009	-18	Firm change	Other
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Apr 5, 2006	Apr 5, 2006	0	Firm change	Other

Relationships

Registered with (11)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Mar 15, 2024 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 11, 2020 to Mar 18, 2024factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
May 3, 2018 to Jan 3, 2020factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jul 21, 2014 to Feb 28, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 3, 2012 to Jun 26, 2014factForm ADV
→ OSBORNE PARTNERSRegistered adviserregistration: previous registration
Dec 14, 2011 to Jun 4, 2012factForm ADV
→ REILLY FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2010 to Aug 9, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 12, 2010 to Sep 20, 2010factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 27, 2009 to Oct 8, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 5, 2006 to Mar 17, 2009factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Oct 19, 2005 to Apr 5, 2006factForm ADV

Dated events

Occurred
Mar 18, 2024
Advisor changed firm
Ronny Inniger left U.S. Bancorp Investments, Inc. for Independent Financial Group, Llc (registered 2024-03-15)
Form ADVobserved 6 days ago