DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronny Inniger
Feed of 09/15/2026
Also filed as Ron Inniger
At current firm
2 y
since Mar 15, 2024
In the industry
20 y
since Oct 18, 2005 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Mar 15, 2024 · San Diego, Ca
- U.S. Bancorp Investments, Inc. formerMay 11, 2020 to Mar 18, 2024 · San Diego, Ca
- Pfg Advisors independent RIAMay 3, 2018 to Jan 3, 2020 · San Diego, Ca
- Bancwest Investment Services, Inc. (Bwis) formerJul 21, 2014 to Feb 28, 2018 · Newport Beach, Ca
- Advice And Planning Services BD affiliatedJul 3, 2012 to Jun 26, 2014 · San Diego, Ca
- Osborne Partners independent RIADec 14, 2011 to Jun 4, 2012 · San Francisco, Ca
- Reilly Financial Advisors formerSep 23, 2010 to Aug 9, 2011 · La Mesa, Ca
- Citigroup Global Markets Inc. BD affiliatedMar 12, 2010 to Sep 20, 2010 · Solana Beach, Ca
- Waddell & Reed formerFeb 27, 2009 to Oct 8, 2009 · Irvine, Ca
- UBS Financial Services Inc. wirehouseApr 5, 2006 to Mar 17, 2009 · San Diego, Ca
- Piper Sandler & Co. institutionalOct 19, 2005 to Apr 5, 2006 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to Independent Financial Group, LLCleft Mar 18, 2024, registered Mar 15, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- Pfg Advisors to U.S. Bancorp Investments, Inc.left Jan 3, 2020, registered May 11, 2020 (129 days) · RIA to affiliated broker-dealer or bank
- Bancwest Investment Services, Inc. (Bwis) to Pfg Advisorsleft Feb 28, 2018, registered May 3, 2018 (64 days) · Affiliated broker-dealer or bank to independent RIA
- Advice And Planning Services to Bancwest Investment Services, Inc. (Bwis)left Jun 26, 2014, registered Jul 21, 2014 (25 days) · Other
- Osborne Partners to Advice And Planning Servicesleft Jun 4, 2012, registered Jul 3, 2012 (29 days) · Other
- Reilly Financial Advisors to Osborne Partnersleft Aug 9, 2011, registered Dec 14, 2011 (127 days) · Other
- Citigroup Global Markets Inc. to Reilly Financial Advisorsleft Sep 20, 2010, registered Sep 23, 2010 (3 days) · Other
- Waddell & Reed to Citigroup Global Markets Inc.left Oct 8, 2009, registered Mar 12, 2010 (155 days) · Other
- UBS Financial Services Inc. to Waddell & Reedleft Mar 17, 2009, registered Feb 27, 2009 (-18 days) · Other
- Piper Sandler & Co. to UBS Financial Services Inc.left Apr 5, 2006, registered Apr 5, 2006 (0 days) · Other
Signals
- Ronny Inniger left U.S. Bancorp Investments, Inc. for Independent Financial Group, Llc (registered 2024-03-15)Mar 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address