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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM CAMPBELL MONROE III

Advisor at CREATIVEONE SECURITIES, LLC

Jasper, TX | Orange, TX | Dayton, TX | Silsbee, TX | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:cb99560e-6da7-8b23-6fba-1171cd6dab09

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Aug 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVEONE SECURITIES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 2, 1999
First registration: Aug 18, 2003
Dual registered: yes, broker-dealer
Other names: TRAE MONROE
IAPD individual key: 4043470

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Dec 4, 2024	n/a	yes	Orange, TX\|Dayton, TX\|Silsbee, TX\|OVERLAND PARK, KS\|Jasper, TX\|OVERLAND PARK, KS	Current employment
CAPE INVESTMENT ADVISORY, INC.	Independent wealth	Feb 25, 2022	Dec 10, 2024	no	MCDONOUGH, GA\|JASPER, TX	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	May 12, 2020	Feb 24, 2022	no	Jasper, TX\|OVERLAND PARK, KS	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Apr 18, 2019	May 8, 2020	no	Jasper, TX\|TAMPA, FL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Mar 30, 2010	Apr 24, 2019	no	JASPER, TX\|SARASOTA, FL\|ORANGE, TX	Previous registration
D.H. HILL ADVISORS, INC.	Independent wealth	Jul 22, 2008	Mar 17, 2010	no	JASPER, TX	Previous registration
PROFESSIONAL PARTNERS CORPORATION	n/a	Aug 18, 2003	Nov 14, 2003	no	JASPER, TX	Previous registration
BFT FINANCIAL GROUP, LLC	Former SEC adviser	Aug 18, 2003	Jul 15, 2008	no	JASPER, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPE INVESTMENT ADVISORY, INC.	CREATIVEONE SECURITIES, LLC	Dec 10, 2024	Dec 4, 2024	-6	Firm change	RIA to ibd
CREATIVEONE WEALTH, LLC	CAPE INVESTMENT ADVISORY, INC.	Feb 24, 2022	Feb 25, 2022	1	Firm change	RIA to RIA
J. W. COLE ADVISORS, INC.	CREATIVEONE WEALTH, LLC	May 8, 2020	May 12, 2020	4	Firm change	RIA to RIA
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	J. W. COLE ADVISORS, INC.	Apr 24, 2019	Apr 18, 2019	-6	Bulk transfer	Ibd to ibd
D.H. HILL ADVISORS, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Mar 17, 2010	Mar 30, 2010	13	Firm change	Other
BFT FINANCIAL GROUP, LLC	D.H. HILL ADVISORS, INC.	Jul 15, 2008	Jul 22, 2008	7	Firm change	Other
PROFESSIONAL PARTNERS CORPORATION	BFT FINANCIAL GROUP, LLC	Nov 14, 2003	Aug 18, 2003	-88	Firm change after gap	Other

Relationships

Registered with (8)

→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: current employment
Dec 4, 2024 to presentfactForm ADV
→ CAPE INVESTMENT ADVISORY, INC.Registered adviserregistration: previous registration
Feb 25, 2022 to Dec 10, 2024factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
May 12, 2020 to Feb 24, 2022factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Apr 18, 2019 to May 8, 2020factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Mar 30, 2010 to Apr 24, 2019factForm ADV
→ D.H. HILL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 22, 2008 to Mar 17, 2010factForm ADV
→ BFT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 18, 2003 to Jul 15, 2008factForm ADV
→ PROFESSIONAL PARTNERS CORPORATIONRegistered adviserregistration: previous registration
Aug 18, 2003 to Nov 14, 2003factForm ADV

Dated events

Occurred
Dec 10, 2024
Advisor changed firm
William Campbell Monroe Iii left Cape Investment Advisory, Inc. for Creativeone Securities, Llc (registered 2024-12-04)
Form ADVobserved 5 days ago
Occurred
Feb 24, 2022
Advisor changed firm
William Campbell Monroe Iii left Creativeone Wealth, Llc for Cape Investment Advisory, Inc. (registered 2022-02-25)
Form ADVobserved 5 days ago