DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Campbell Monroe III

Creativeone Securities, LLCBD affiliatedJasper, Tx dual registrantIAPD 4043470

Feed of 09/15/2026

Also filed as Trae Monroe

At current firm

1 y

since Dec 4, 2024

In the industry

27 y

since Dec 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Creativeone Securities, LLC BD affiliated current
since Dec 4, 2024 · Orange, Tx
Cape Investment Advisory, Inc. independent RIA
Feb 25, 2022 to Dec 10, 2024 · Mcdonough, Ga
Creativeone Wealth, LLC independent RIA
May 12, 2020 to Feb 24, 2022 · Jasper, Tx
J. W. Cole Advisors, Inc. BD affiliated
Apr 18, 2019 to May 8, 2020 · Jasper, Tx
Global Financial Private Capital, Inc. former
Mar 30, 2010 to Apr 24, 2019 · Jasper, Tx
D.H. Hill Advisors, Inc. independent RIA
Jul 22, 2008 to Mar 17, 2010 · Jasper, Tx
Bft Financial Group, LLC former
Aug 18, 2003 to Jul 15, 2008 · Jasper, Tx
Professional Partners Corporation unclassified
Aug 18, 2003 to Nov 14, 2003 · Jasper, Tx

Moves

a registration end followed by a registration begin elsewhere

Cape Investment Advisory, Inc. to Creativeone Securities, LLC
left Dec 10, 2024, registered Dec 4, 2024 (-6 days) · RIA to affiliated broker-dealer or bank
Creativeone Wealth, LLC to Cape Investment Advisory, Inc.
left Feb 24, 2022, registered Feb 25, 2022 (1 days) · RIA to RIA
J. W. Cole Advisors, Inc. to Creativeone Wealth, LLC
left May 8, 2020, registered May 12, 2020 (4 days) · RIA to RIA
Global Financial Private Capital, Inc. to J. W. Cole Advisors, Inc.
left Apr 24, 2019, registered Apr 18, 2019 (-6 days) · corporate re-registration, not a move
D.H. Hill Advisors, Inc. to Global Financial Private Capital, Inc.
left Mar 17, 2010, registered Mar 30, 2010 (13 days) · Other
Bft Financial Group, LLC to D.H. Hill Advisors, Inc.
left Jul 15, 2008, registered Jul 22, 2008 (7 days) · Other
Professional Partners Corporation to Bft Financial Group, LLC
left Nov 14, 2003, registered Aug 18, 2003 (-88 days) · Other

Signals

William Campbell Monroe Iii left Cape Investment Advisory, Inc. for Creativeone Securities, Llc (registered 2024-12-04)
Dec 10, 2024 · Advisor changed firm · fact
William Campbell Monroe Iii left Creativeone Wealth, Llc for Cape Investment Advisory, Inc. (registered 2022-02-25)
Feb 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address