DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stoker Ostler, A Part Of Bmo Financial Group
Legal name Stoker Ostler Wealth Advisors, Inc.
Latest filing Jul 16, 2026
First filing on the tape Feb 2, 2012 · 84 filings
SEC status approved since Apr 14, 1997
RAUM
$3.7B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$3.7B individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
30
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
84 filings and snapshots on the tape
RAUM$3.7B as of Jul 16, 2026
Mar 30, 2012$657M then
HNW client RAUM$3.3B as of Jul 16, 2026
Mar 29, 2018$1.1B then
State-registered IARs (5.B.3)11 as of Jul 16, 2026
Apr 1, 201310 then
Employees (5.A)30 as of Jul 16, 2026
Apr 1, 201322 then
Private funds27 as of Mar 30, 2016
Mar 30, 201214 then
RAUM +18% over the last fiscal year+19% a year over threeIARs 9 to 11
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 113derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $710,368derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $781M, 514 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.3B90%
- Individuals$345M9.4%
- Charitable organizations$12.3M0.3%
- Individual clients
- 634reported
- HNW clients
- 945reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 5,166reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $781M for 514 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Craig HallsCertified Financial Planner, Chartered Financial Analyst | Salt Lake City, Ut | Dec 5, 2000 | 31 y | 0 |
| Michelle Lee DeckerCertified Financial Planner | Scottsdale, Az | Oct 24, 2001 | 28 y | 0 |
| Michael Scott BolarCertified Financial Planner, Chartered Financial Analyst | Scottsdale, Az | Jul 16, 2003 | 38 y | 1 |
| Cody Rene AmisCertified Financial Planner, Chartered Financial Analyst | Scottsdale, Az | Mar 30, 2011 | 23 y | 2 |
| Charles A BrueningCertified Financial Planner, Chartered Financial Analyst | Scottsdale, Az | Apr 13, 2011 | 20 y | 0 |
| Lant W Webb | Scottsdale, Az | Aug 29, 2013 | 16 y | 0 |
| Sean LunnyCertified Financial Planner | Scottsdale, Az | Jun 16, 2016 | 21 y | 3 |
| David Evan NuttallCertified Financial Planner | Scottsdale, Az | Jul 1, 2019 | 11 y | 0 |
| Daniel Evan Lloyd-RobertsCertified Financial Planner | Scottsdale, Az | May 12, 2022 | 10 y | 1 |
| Justin Boxleitner BobusChartered Financial Analyst | Scottsdale, Az | Jul 20, 2022 | 11 y | 0 |
| Kyler Brent Fuhriman | Salt Lake City, Ut | Mar 27, 2023 | 11 y | 0 |
| James Sean McgettiganCertified Financial Planner, Personal Financial Specialist | Scottsdale, Az | Jan 31, 2024 | 16 y | 2 |
| Jordan Mikal HallCertified Financial Planner | Scottsdale, Az | Apr 22, 2026 | 13 y | 3 |
| Dillon Leon ChamberlainCertified Financial Planner | Scottsdale, Az | Jul 24, 2026 | 11 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 7.1% of current headcount1 left over 36 months
Left, latest
- Bradley Daniel Kutler to Focus Partners Wealth, LLCJun 23, 2026 · RIA to RIA
- Kody Damron to Wells Fargo AdvisorsApr 1, 2016 · Other
- Eric Allen Halvorsen to Physician Wealth Advisors, Inc.Nov 18, 2013 · Other
- Kimberly A Bridges to Aspyre Wealth PartnersJun 14, 2012 · Other
- Michael Christopher Lossing to Ironwood Investment Counsel, LLCMar 2, 2011 · Other
- Gregory Don Stott to Alpha FiduciaryJan 4, 2011 · Other
- Cody Rene Amis to Capital Investment Counsel IncDec 15, 2010 · Other
- Stephen Wesley Reeves to Approach Capital LLCDec 15, 2010 · Other
Joined, latest
- Jordan Mikal Hall from Morgan StanleyApr 22, 2026 · Wirehouse to independent RIA
- James Sean Mcgettigan from Mra AssociatesJan 31, 2024 · Other
- Bradley Daniel Kutler from Vanguard Advisers, Inc.Mar 20, 2023 · Affiliated broker-dealer or bank to independent RIA
- Daniel Evan Lloyd-Roberts from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 12, 2022 · Wirehouse to independent RIA
- Sean Lunny from Raymond James Financial Services Advisors, IncJun 16, 2016 · Other
- Kody Damron from Oxford Investment Partners, LLCMay 9, 2012 · Other
- Cody Rene Amis from Capital Investment Counsel IncMar 30, 2011 · Other
- Eric Allen Halvorsen from Zions Capital Advisors, Inc.Dec 14, 2010 · Other
- Michael Christopher Lossing from Inlign Wealth Management, LLCNov 23, 2005 · Other
- Gregory Don Stott from J.P. Morgan Asset ManagementNov 23, 2005 · Other
- Michael Scott Bolar from Allspring Global Investments, LLCJul 16, 2003 · Other
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| So09no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2012 |
| So26no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2016 |
| So21no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2016 |
| So06no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2012 |
| So19no longer reported | Other Private Fund | $0 | 2 | Apr 2, 2013 |
| So22no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2016 |
| So24no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2016 |
| So25no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2016 |
| So14no longer reported | Other Private Fund | $0 | 9 | Mar 30, 2012 |
| So17no longer reported | Other Private Fund | $0 | 2 | Apr 1, 2013 |
| So18no longer reported | Other Private Fund | $0 | 3 | Apr 2, 2013 |
| So08no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2012 |
| So16no longer reported | Other Private Fund | $0 | 2 | Apr 1, 2013 |
| So13no longer reported | Other Private Fund | $0 | 9 | Mar 30, 2012 |
| So04no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2012 |
| So27no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2016 |
| So12no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2012 |
| So11no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2012 |
| So07no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2012 |
| So20no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2016 |
| So03no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2012 |
| So05no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2012 |
| So02no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2012 |
| So23no longer reported | Other Private Fund | $0 | 2 | Mar 30, 2016 |
| So15no longer reported | Other Private Fund | $0 | 9 | Apr 1, 2013 |
| So10no longer reported | Other Private Fund | $0 | 3 | Mar 30, 2012 |
| So01no longer reported | Other Private Fund | $0 | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Scott Michael Bolar · Chief Investment Officer And Senior Portfolio Managercontrolsince 01/2006 · owns less than 5%
- M Charles Cassinelli · Board Membercontrolsince 12/2016 · owns less than 5%
- Lee Michelle Decker · Managing Director, Chief Operating Officer And Board Member Senior Portfolio Managercontrolsince 09/2013 · owns less than 5%
- Allan Dean Folias · Chief Compliance Officercontrolsince 12/2026 · owns less than 5%
- Lynn Amy Hale · Chaircontrolsince 01/2026 · owns less than 5%
- Craig Michael Halls · Senior Portfolio Managercontrolsince 01/2006 · owns less than 5%
- William Wallace Harris · Director And Board Membercontrolsince 08/2019 · owns less than 5%
- Paul Jeffrey Pruitt · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
- Patrick George Lace · Chief Financial Officersince 03/2022 · owns less than 5%
Entity owners
- Bmo Financial Corp · Sole Ownerdirect · owns 75% or more
- Bank Of Montreal · Sole Ownerindirect · owns 75% or more of Bmo Financial Corp · public reporting company
Related persons
Schedule D 7.A
- Bank Of Montrealy
- Bmo Asset Management Corp.investment advisernRAUM $6.2B
- Bmo Bank N.A.LP sponsorn
- Bmo Delaware Trust Companyn
- Bmo Direct Invest Inc.investment advisernRAUM $4.7M
- Bmo Family Office, LLCinvestment advisernRAUM $10.0B
- Bmo Financial Corporationy
- Bmo Nesbitt Burns Securities Ltd.broker-dealerinvestment advisern
Advisers that list Stoker Ostler, A Part Of Bmo Financial Group as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 13 | 2 | 1 | ||
| Salt Lake City, Ut | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Salt Lake City, UT2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 16, 2026FOLIAS, DEAN, ALLAN (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-11-08 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 16, 2026HALE, AMY, LYNN (CHAIR) appeared on Schedule A between the filings of 2023-11-08 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 16, 2026BOLAR, MICHAEL, SCOTT (CHIEF INVESTMENT OFFICER AND SENIOR PORTFOLIO MANAGER) left Schedule A between the filings of 2023-11-08 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 16, 2026PRUITT, JEFFREY, PAUL (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-11-08 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 4,732 to 5,166Jan 5, 2026 to Mar 31, 2026
- Advisory employees · 9 to 12Jan 5, 2026 to Mar 31, 2026
- Charity clients · 7 to 6Jan 5, 2026 to Mar 31, 2026
- HNW clients · 806 to 945Jan 5, 2026 to Mar 31, 2026
- Assets in custody · $112M to $781MJan 5, 2026 to Mar 31, 2026
- Employees · 27 to 30Jan 5, 2026 to Mar 31, 2026
- State-registered IARs · 9 to 11Jan 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.0B to $3.6BJan 5, 2026 to Mar 31, 2026
- HNW RAUM · $2.7B to $3.3BJan 5, 2026 to Mar 31, 2026
- Individual RAUM · $340M to $345MJan 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $106M to $116MJan 5, 2026 to Mar 31, 2026
- RAUM · $3.1B to $3.7BJan 5, 2026 to Mar 31, 2026
- Financial planning clients · More than 500 to More than 500Mar 28, 2025 to Jul 10, 2025
- Accounts · 4,225 to 4,732Oct 29, 2024 to Mar 28, 2025
- HNW clients · 664 to 806Oct 29, 2024 to Mar 28, 2025
- Individual clients · 628 to 634Oct 29, 2024 to Mar 28, 2025
- Assets in custody · $100M to $112MOct 29, 2024 to Mar 28, 2025
- Employees · 26 to 27Oct 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.5B to $3.0BOct 29, 2024 to Mar 28, 2025
- HNW RAUM · $2.2B to $2.7BOct 29, 2024 to Mar 28, 2025
- Individual RAUM · $329M to $340MOct 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $83.3M to $106MOct 29, 2024 to Mar 28, 2025
- RAUM · $2.6B to $3.1BOct 29, 2024 to Mar 28, 2025
- Accounts · 3,792 to 4,225Nov 8, 2023 to Mar 29, 2024
- HNW clients · 570 to 664Nov 8, 2023 to Mar 29, 2024
- Individual clients · 612 to 628Nov 8, 2023 to Mar 29, 2024
- Assets in custody · $103M to $100MNov 8, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.1B to $2.5BNov 8, 2023 to Mar 29, 2024
- HNW RAUM · $1.8B to $2.2BNov 8, 2023 to Mar 29, 2024
- Individual RAUM · $312M to $329MNov 8, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $105M to $83.3MNov 8, 2023 to Mar 29, 2024
- RAUM · $2.2B to $2.6BNov 8, 2023 to Mar 29, 2024
- Accounts · 3,416 to 3,792Feb 17, 2023 to Mar 28, 2023
- Advisory employees · 8 to 9Feb 17, 2023 to Mar 28, 2023
- HNW clients · 575 to 570Feb 17, 2023 to Mar 28, 2023
- Individual clients · 480 to 612Feb 17, 2023 to Mar 28, 2023
- Assets in custody · $116M to $103MFeb 17, 2023 to Mar 28, 2023
- Employees · 22 to 26Feb 17, 2023 to Mar 28, 2023
- State-registered IARs · 8 to 9Feb 17, 2023 to Mar 28, 2023
- Discretionary RAUM · $2.1B to $2.1BFeb 17, 2023 to Mar 28, 2023
Signals
9 dated events
- Bradley Daniel Kutler left Stoker Ostler, A Part Of Bmo Financial Group for Focus Partners Wealth, Llc (registered 2026-06-22)Jun 23, 2026 · Advisor changed firm · fact
- Harold Matthew Miller (Board Member And Chairman) no longer on Schedule A of Stoker Ostler, A Part Of Bmo Financial Group (listed 2024-03-29, absent 2024-04-18)Apr 18, 2024 · Control person left · inference
- Paul Jeffrey Pruitt (Chief Compliance Officer) appeared on Schedule A of Stoker Ostler, A Part Of Bmo Financial GroupNov 8, 2023 · Control person joined · fact
- Allan Dean Folias (Chief Compliance Officer) no longer on Schedule A of Stoker Ostler, A Part Of Bmo Financial Group (listed 2023-11-07, absent 2023-11-08)Nov 8, 2023 · Control person left · inference
- Allan Dean Folias (Chief Compliance Officer) appeared on Schedule A of Stoker Ostler, A Part Of Bmo Financial GroupJan 10, 2023 · Control person joined · fact
- Stoker Ostler, A Part Of Bmo Financial Group reported RAUM $2.2B, up 29% from $1.7B (2022-01-24 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Ann Stephanie Lake (Chief Financial Officer) no longer on Schedule A of Stoker Ostler, A Part Of Bmo Financial Group (listed 2022-01-24, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- William Wallace Harris (Director) appeared on Schedule A of Stoker Ostler, A Part Of Bmo Financial GroupAug 30, 2019 · Control person joined · fact
- Ann Cheryle Wittert (Board Member) no longer on Schedule A of Stoker Ostler, A Part Of Bmo Financial Group (listed 2019-03-21, absent 2019-08-06)Aug 6, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Stoker Ostler, a Part of Bmo Financial Group · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- STOKEROSTLER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-890-8088reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026