S•••• R•••••

Advisor at F••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc79cad6-b524-3a01-acd0-600029b9f641

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Mar 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••	Independent wealth	Jul 30, 2026	n/a	yes	WEST PALM BEACH, FL\|Poplar Grove, IL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 8, 2024	Jul 29, 2026	no	Poplar Grove, IL\|WAYNE, IL\|Rockford, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	F••••	Jul 29, 2026	Jul 30, 2026	1	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	A••••••••• F•••••••• S•••••••• L••	Sep 4, 2024	Oct 8, 2024

Relationships

Registered with (8)

→ F••••Registered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 8, 2024 to Jul 29, 2026factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 1, 2024 to Sep 4, 2024factForm ADV
→ M•••••• W••••• M•••••••••

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 1, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc79cad6-b524-3a01-acd0-600029b9f641
First observed: Mar 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.