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RIA / WealthAdvisorCertified Financial Planner21 years in industry

TAMMY LYNN SYMONS

Advisor at MARINER INDEPENDENT

Derry, NH

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Search this name across graphsid dfx:ria:cdb6f3b7-4c89-3d38-2e72-4bfec4d6b651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER INDEPENDENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 1, 2004
First registration: Jan 17, 2005
Dual registered: no
Other names: TAMMY LYNN LECCESE
IAPD individual key: 4825121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARINER INDEPENDENT	Independent wealth	Aug 10, 2024	n/a	yes	Derry, NH	Current employment
NEWEDGE ADVISORS	Bd affiliated wealth	Nov 1, 2021	Aug 9, 2024	no	EXETER, NH\|NEW ORLEANS, LA	Previous registration
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Sep 25, 2019	Nov 1, 2021	no	PITTSBURGH, PA\|HAMPTON, NH\|EXETER, NH	Previous registration
NEWDAY SOLUTIONS, LLC	Former SEC adviser	Jan 9, 2016	Oct 1, 2020	no	HAMPTON, NH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 4, 2010	Jan 11, 2016	no	HAMPTON, NH\|WAKEFIELD, MA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 17, 2005	Jul 27, 2007	no	MANCHESTER, NH\|BEDFORD, NH\|BEDFORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWEDGE ADVISORS	MARINER INDEPENDENT	Aug 9, 2024	Aug 10, 2024	1	Firm change	Ibd to RIA
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	NEWEDGE ADVISORS	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
NEWDAY SOLUTIONS, LLC	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Oct 1, 2020	Sep 25, 2019	-372	Firm change after gap	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	NEWDAY SOLUTIONS, LLC	Jan 11, 2016	Jan 9, 2016	-2	Firm change	Ibd to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282163:109771:NH:2020-10-01	Oct 1, 2020	Sep 25, 2019	HAMPTON, NH	Firm change after gap

Relationships

Registered with (5)

→ MARINER INDEPENDENTRegistered adviserregistration: current employment
Aug 10, 2024 to presentfactForm ADV
→ NEWEDGE ADVISORSRegistered adviserregistration: previous registration
Nov 1, 2021 to Aug 9, 2024factForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 25, 2019 to Nov 1, 2021factForm ADV
→ NEWDAY SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jan 9, 2016 to Oct 1, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 4, 2010 to Jan 11, 2016factForm ADV

Dated events

Occurred
Aug 9, 2024
Advisor changed firm
Tammy Lynn Symons left Newedge Advisors for Mariner Independent (registered 2024-08-10)
Form ADVobserved 6 days ago