DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tammy Lynn Symons
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tammy Lynn Leccese
At current firm
2 y
since Aug 10, 2024
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner Independent independent RIA currentsince Aug 10, 2024 · Derry, Nh
- Newedge Advisors BD affiliatedNov 1, 2021 to Aug 9, 2024 · Exeter, Nh
- Mid Atlantic Financial Management, Inc. formerSep 25, 2019 to Nov 1, 2021 · Pittsburgh, Pa
- Newday Solutions, LLC formerJan 9, 2016 to Oct 1, 2020 · Hampton, Nh
- Ameriprise Financial Services, LLC national BDNov 4, 2010 to Jan 11, 2016 · Hampton, Nh
- Ameriprise Financial Services, LLC national BDJan 17, 2005 to Jul 27, 2007 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- Newedge Advisors to Mariner Independentleft Aug 9, 2024, registered Aug 10, 2024 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Mid Atlantic Financial Management, Inc. to Newedge Advisorsleft Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- Newday Solutions, LLC to Mid Atlantic Financial Management, Inc.left Oct 1, 2020, registered Sep 25, 2019 (-372 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Ameriprise Financial Services, LLC to Newday Solutions, LLCleft Jan 11, 2016, registered Jan 9, 2016 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- Tammy Lynn Symons left Newedge Advisors for Mariner Independent (registered 2024-08-10)Aug 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address