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Advisor at WELLS FARGO ADVISORS
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 24, 2024 | n/a | yes | ATLANTA, GA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 14, 2014 | Jul 3, 2024 | no | ATLANTA, GA|Atlanta, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 22, 2014 | no | ATLANTA, GA|Atlanta, GA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 8, 2008 | Jun 1, 2009 | no | ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 2, 2007 | Jan 8, 2008 | no | ATLANTA, GA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 27, 2006 | Nov 21, 2006 | no | Atlanta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jul 3, 2024 | Jun 24, 2024 | -9 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jan 22, 2014 | Jan 14, 2014 | -8 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Jan 8, 2008 | Jan 8, 2008 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 21, 2006 | Feb 2, 2007 | 73 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:11025:GA:2024-07-03 | Jul 3, 2024 | Jun 24, 2024 | ATLANTA, GA | Firm change |