DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• T•••• B•••••

W•••• F•••• A•••••••wirehouseAtlanta, Gadual registrantIAPD 5070575

Feed of 09/14/2026

Also filed as J••••• T•••• B•••••

At current firm

2 y

since Jun 24, 2024

In the industry

20 y

since Feb 21, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 24, 2024 · Atlanta, Ga
U•• F•••••••• S••••••• I••• wirehouse
Jan 14, 2014 to Jul 3, 2024 · Atlanta, Ga
M••••• S•••••• wirehouse
Jun 1, 2009 to Jan 22, 2014 · Atlanta, Ga
C•••••••• G••••• M•••••• I••• BD affiliated
Jan 8, 2008 to Jun 1, 2009 · Atlanta, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 2, 2007 to Jan 8, 2008 · Atlanta, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 27, 2006 to Nov 21, 2006 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jul 3, 2024, registered Jun 24, 2024 (-9 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Jan 22, 2014, registered Jan 14, 2014 (-8 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Jan 8, 2008, registered Jan 8, 2008 (0 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 21, 2006, registered Feb 2, 2007 (73 days) · Affiliated broker-dealer or bank to wirehouse

Signals

J••••• T•••• B••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2024-06-24)
Jul 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address