DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 6, 2012 · 48 filings
SEC status approved since Feb 21, 2013
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.6%
$41.6M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$639M
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$2.6B as of Mar 31, 2026
Mar 22, 2013$496M then
HNW client RAUM$40.9M as of Mar 31, 2026
Mar 27, 2018$5.7M then
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Mar 22, 20133 then
Employees (5.A)13 as of Mar 31, 2026
Mar 22, 20134 then
Private funds: no history
RAUM +71% over the last fiscal year+31% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- $639MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $8.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 98%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$2.5B98%
- High-net-worth individuals$40.9M1.6%
- Other investment advisers$22.2M0.9%
- Individuals$693,7120.0%
- Individual clients
- 2reported
- HNW clients
- 15reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 295reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.02 fund_share=0.01 institutional_share=0.98 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• R•••• C••••••• | Coral Gables, Fl | Oct 9, 2013 | 16 y | 0 |
| R••••• J••••• K••••Certified Financial Planner | Coral Gables, Fl | Jun 8, 2021 | 39 y | 3 |
| F•••••••• J••• S••••Chartered Financial Analyst | Coral Gables, Fl | Jun 6, 2023 | 17 y | 5 |
| J••••• R•••••• F•••••••••Chartered Financial Analyst | Coral Gables, Fl | Dec 12, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••• G•••••• G•••••••• to J• W• K•••• • C••••••May 12, 2023 · Other
- S•••••• D••••••• S••••• to T•• A•••••••• I•••Apr 12, 2023 · Other
- B•••• M••••• to T•• A•••••••• I•••Apr 12, 2023 · Other
- C•••••• A••••••• to T•• A•••••••• I•••Apr 12, 2023 · Other
- A••••• J•••• M••••••• to T•• A•••••••• I•••Jan 3, 2023 · Other
- C•••••• R•••• B•••••••• to B•••••••• F••••• W•••••Oct 23, 2020 · Other
- F•••••••• J••• S•••• to E•• P•••••• W••••• M••••••••• ••••••••• C••••Aug 1, 2019 · Other
Joined, latest
- F•••••••• J••• S•••• from E•• C•••••• I••••••••• C••••Jun 6, 2023 · Other
- R••••• J••••• K•••• from K••••• A••••••• S•••••••• L••Jun 8, 2021 · Other
- A••••• J•••• M••••••• from U•• F•••••••• S••••••• I•••Jun 29, 2020 · Other
- S•••••• D••••••• S••••• from A•••••••• I••••••••• M••••••••• L••Oct 4, 2019 · Other
- B•••• M••••• from A•••••••• I••••••••• M••••••••• L••Oct 4, 2019 · Other
- C•••••• A••••••• from L•• F•••••••• L••Oct 4, 2019 · Other
- F•••••••• J••• S•••• from E•• P•••••• W••••• M••••••••• ••••••••• C••••Apr 8, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for T•• A•••••••• I•••Apr 12, 2023 · Collerville, Tn
- 2 joined from A•••••••• I••••••••• M••••••••• L••Sep 30, 2019 · Cordova, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• R••••••• R•••• · Managing Member And Managing Directorcontrolsince 12/2013 · owns less than 5%
- D•••• N••••••• S•••••••• · Director Of Administrationcontrolsince 01/2023 · owns less than 5%
- F••••••••• B••••••• E••••• · Director Of Operations, Chief Compliance Officer (03/2024)controlsince 01/2023 · owns less than 5%
- S••••• F••••••••• J••• · Chief Investment Officer, Svpcontrolsince 04/2023 · owns less than 5%
- C•••••••• R••••••• R•••• · Ownercontrolsince 06/2016 · owns 75% or more of M•• S••••••• L••
Entity owners
- M•• S••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••• L••• I••••••••• L••••••real estaten
- A••••• L••• L••••••real estaten
- R•••• F•••••••• P••••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026financial planning (Item 5.G.1): yes on the filing of 2026-01-15, no on the filing of 2026-03-31peers: institutional managers, $1B to $5B (121)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,497,268,874 to $2,556,217,487 (+71.0%) between the annual amendments of 2025-03-27 and 2026-03-31; the peer median change was +15.0% (105 comparable advisers, 96.0th percentile of changes)peers: institutional managers, $1B to $5B (105) · 96% percentile
What changed
consecutive filings, newest first
- Individual clients · unset to 2.0Jan 15, 2026 to Mar 31, 2026
- Accounts · 122 to 295Jan 15, 2026 to Mar 31, 2026
- Advisory employees · 6 to 9Jan 15, 2026 to Mar 31, 2026
- Advisory activities · 4 to 3Jan 15, 2026 to Mar 31, 2026
- HNW clients · 16 to 15Jan 15, 2026 to Mar 31, 2026
- Employees · 6 to 13Jan 15, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to Jan 15, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $2.6BJan 15, 2026 to Mar 31, 2026
- HNW RAUM · $34.8M to $40.9MJan 15, 2026 to Mar 31, 2026
- Individual RAUM · unset to 693712.0Jan 15, 2026 to Mar 31, 2026
- RAUM · $1.5B to $2.6BJan 15, 2026 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to Jul 21, 2025
- HQ city · MIAMI to CORAL GABLESMar 27, 2025 to Jul 21, 2025
- Accounts · 152 to 122Nov 5, 2024 to Mar 27, 2025
- Advisory employees · 5 to 6Nov 5, 2024 to Mar 27, 2025
- HNW clients · 12 to 16Nov 5, 2024 to Mar 27, 2025
- Employees · 11 to 6Nov 5, 2024 to Mar 27, 2025
- State-registered IARs · 2 to 3Nov 5, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.4B to $1.5BNov 5, 2024 to Mar 27, 2025
- HNW RAUM · $31.7M to $34.8MNov 5, 2024 to Mar 27, 2025
- RAUM · $1.4B to $1.5BNov 5, 2024 to Mar 27, 2025
- Accounts · 597 to 152Feb 27, 2024 to Mar 25, 2024
- Advisory employees · 10 to 5Feb 27, 2024 to Mar 25, 2024
- Advisory activities · 6 to 4Feb 27, 2024 to Mar 25, 2024
- BD registered reps · 2 to 1Feb 27, 2024 to Mar 25, 2024
- HNW clients · 19 to 12Feb 27, 2024 to Mar 25, 2024
- Individual clients · 192.0 to unsetFeb 27, 2024 to Mar 25, 2024
- Pension plan clients · 11.0 to unsetFeb 27, 2024 to Mar 25, 2024
- Employees · 18 to 11Feb 27, 2024 to Mar 25, 2024
- State-registered IARs · 7 to 2Feb 27, 2024 to Mar 25, 2024
- Other offices · 4 to 2Feb 27, 2024 to Mar 25, 2024
- Discretionary RAUM · $1.1B to $1.4BFeb 27, 2024 to Mar 25, 2024
- HNW RAUM · $33.7M to $31.7MFeb 27, 2024 to Mar 25, 2024
- Individual RAUM · 54965358.0 to unsetFeb 27, 2024 to Mar 25, 2024
- Pension RAUM · 9920000.0 to unsetFeb 27, 2024 to Mar 25, 2024
- RAUM · $1.1B to $1.4BFeb 27, 2024 to Mar 25, 2024
- Accounts · 451 to 597Nov 16, 2022 to Mar 30, 2023
- Advisory employees · 11 to 10Nov 16, 2022 to Mar 30, 2023
- Corporate clients · 1.0 to unsetNov 16, 2022 to Mar 30, 2023
- HNW clients · 10 to 19Nov 16, 2022 to Mar 30, 2023
Signals
17 dated events
- M•• A••••••• L•• reported RAUM $2.6B, up 71% from $1.5B (2026-01-15 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- R••••• B•••••• (Chief Operating Officer) no longer on Schedule A of M•• A••••••• L•• (listed 2023-09-15, absent 2024-01-05)Jan 5, 2024 · Control person left · inference
- J••• F•••••••• S•••• (Chief Investment Officer, Svp) appeared on Schedule A of M•• A••••••• L••May 23, 2023 · Control person joined · fact
- Eileen Bridget Fagerholt (Director Of Operations) appeared on Schedule A of M•• A••••••• L••May 23, 2023 · Control person joined · fact
- S•••••••• N•••••• D••• (Director Of Administration) appeared on Schedule A of M•• A••••••• L••May 23, 2023 · Control person joined · fact
- K••• G•••••• G•••••••• left M•• A••••••• L•• for J• W• K•••• • C•••••• (registered 2025-10-07)May 12, 2023 · Advisor changed firm · fact
- B•••• M••••• left M•• A••••••• L•• for T•• A•••••••• I••• (registered 2023-01-04)Apr 12, 2023 · Advisor changed firm · fact
- C•••••• A••••••• left M•• A••••••• L•• for T•• A•••••••• I••• (registered 2023-01-04)Apr 12, 2023 · Advisor changed firm · fact
- S•••••• D••••••• S••••• left M•• A••••••• L•• for T•• A•••••••• I••• (registered 2026-01-06)Apr 12, 2023 · Advisor changed firm · fact
- 2 advisors left M•• A••••••• L•• (Collerville, TN) for T•• A•••••••• I••• on the same dayApr 12, 2023 · Team lift-out · derived
- A••••• J•••• M••••••• left M•• A••••••• L•• for T•• A•••••••• I••• (registered 2022-11-17)Jan 3, 2023 · Advisor changed firm · fact
- M•• A••••••• L•• reported RAUM $988.5M, up 26% from $785.6M (2021-12-10 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Nmn C•••••• A••••••• (Managing Director - Wealth Strategies) no longer on Schedule A of M•• A••••••• L•• (listed 2021-06-18, absent 2021-07-13)Jul 13, 2021 · Control person left · inference
- R••••• B•••••• (Chief Operating Officer) appeared on Schedule A of M•• A••••••• L••Mar 30, 2021 · Control person joined · fact
- Nmn C•••••• A••••••• (Managing Director - Wealth Strategies) appeared on Schedule A of M•• A••••••• L••Mar 30, 2021 · Control person joined · fact
- M•• A••••••• L•• reported RAUM $640.1M, up 32% from $486.3M (2019-10-20 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- M•• A••••••• L•• filed its initial SEC registration (Form ADV)Nov 6, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mas-advisors-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-364-3101reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $639Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026