DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
T.Rowe Price Investment Management, Inc.
Latest filing Jul 1, 2026
First filing on the tape May 7, 2021 · 15 filings
SEC status approved since Jun 7, 2021
RAUM
$204B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
112
105 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$204B as of Jul 1, 2026
Mar 31, 2022$213B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 31, 2022$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 31, 20220 then
Employees (5.A)112 as of Jul 1, 2026
Mar 31, 202297 then
Private funds: no history
RAUM -1.4% over the last fiscal year+7.3% a year over threeIARs 0 to 0offices 4 to 6
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $1.3B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$173B85%
- Pooled investment vehicles$27B13%
- Pension and profit-sharing plans$3.0B1.5%
- State and municipal entities$623M0.3%
- Insurance companies$604M0.3%
- Corporations and businesses$158M0.1%
- Charitable organizations$85.5M0.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 72reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Benson Jennifer Dardis · Directorcontrolsince 01/2022 · owns less than 5%
- L Savonne Ferguson · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- Anthony Stephon Jackson · President/Directorcontrolsince 05/2021 · owns less than 5%
- Nmn David Oestreicher · Chief Legal Officer/Directorcontrolsince 05/2021 · owns less than 5%
- W Robert Sharps · Chairman Of The Board/Directorcontrolsince 05/2021 · owns less than 5%
Entity owners
- T. Rowe Price Associates, Inc. · Direct Ownerdirect · owns 75% or more
- T. Rowe Price Group, Inc. · Indirect Ownerindirect · owns 75% or more of T. Rowe Price Associates, Inc. · public reporting company
Related persons
Schedule D 7.A
- Oak Hill Advisors (Australia) Pty Ltdinvestment advisern
- Oak Hill Advisors (Europe) Llpinvestment advisern
- Oak Hill Advisors, L.P.investment adviserbanknRAUM $101B
- Oha (Uk) Llpinvestment advisern
- Oha Ad Co-Investment Genpar, Llpinvestment adviserbankn
- Oha Ad Customized Credit Fund Genpar, Llpinvestment adviserbankn
- Oha Ad Dislocation Credit Genpar, Llpinvestment adviserbankn
- Oha Ad Dislocation Credit II Genpar, L.P.investment adviserbankn
- Oha Aloha European Credit Fund Genpar, Llpinvestment adviserbankn
- Oha Artesian Customized Credit Fund I Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Asia Customized Credit Genpar, LLCinvestment adviserbankn
- Oha Bcss Ssd Genpar II, LLCinvestment adviserbankn
- Oha Bcss Ssd Genpar, LLCinvestment adviserbankn
- Oha Black Bear Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Ca Customized Credit Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Centre Street Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Enhanced Equity Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Enhanced Equity II Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Strategies Fund Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Cadenza Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Opportunities Ca (C) Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Origination Genpar I, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Solutions Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Solutions II Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Custom Multi-Sector Credit Fund Genpar, LLCinvestment adviserbankn
- Oha Delaware Customized Credit Fund Genpar, LLCinvestment adviserbankn
- Oha Delaware Customized Credit Fund-F Genpar, LLCinvestment adviserbankn
- Oha Diversified Credit Strategies (Parallel II) Genpar, LLCinvestment adviserbankn
- Oha Diversified Credit Strategies Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Diversified Credit Strategies Tractor Fund Genpar, LLCinvestment adviserbankn
Advisers that list T.Rowe Price Investment Management, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- Washington, DC16 employees
- Philadelphia, PA11 employees
- San Francisco, CA4 employees
- New York, NY2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (198 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (198) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 69 to 72Jul 9, 2025 to Mar 31, 2026
- Advisory employees · 107 to 105Jul 9, 2025 to Mar 31, 2026
- Corporate clients · unset to 5.0Jul 9, 2025 to Mar 31, 2026
- Pension plan clients · 6 to 7Jul 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · 19 to 16Jul 9, 2025 to Mar 31, 2026
- Assets in custody · $395M to $1.3BJul 9, 2025 to Mar 31, 2026
- Employees · 116 to 112Jul 9, 2025 to Mar 31, 2026
- Other offices · 5 to 6Jul 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $207B to $204BJul 9, 2025 to Mar 31, 2026
- Pension RAUM · $3.2B to $3.0BJul 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $30B to $27BJul 9, 2025 to Mar 31, 2026
- RAUM · $207B to $204BJul 9, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 9, 2025
- Other offices · 4 to 5Mar 31, 2025 to Jul 9, 2025
- Accounts · 68 to 69Oct 24, 2024 to Mar 31, 2025
- Advisory employees · 106 to 107Oct 24, 2024 to Mar 31, 2025
- BD registered reps · 2 to 0Oct 24, 2024 to Mar 31, 2025
- Pension plan clients · 8 to 6Oct 24, 2024 to Mar 31, 2025
- Assets in custody · $355M to $395MOct 24, 2024 to Mar 31, 2025
- Employees · 114 to 116Oct 24, 2024 to Mar 31, 2025
- Discretionary RAUM · $193B to $207BOct 24, 2024 to Mar 31, 2025
- Pension RAUM · $3.2B to $3.2BOct 24, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $26B to $30BOct 24, 2024 to Mar 31, 2025
- RAUM · $193B to $207BOct 24, 2024 to Mar 31, 2025
- Accounts · 62 to 68Jan 2, 2024 to Mar 28, 2024
- Advisory employees · 104 to 106Jan 2, 2024 to Mar 28, 2024
- Pension plan clients · 10 to 8Jan 2, 2024 to Mar 28, 2024
- Pooled vehicle clients · 16 to 19Jan 2, 2024 to Mar 28, 2024
- Assets in custody · $309M to $355MJan 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $165B to $193BJan 2, 2024 to Mar 28, 2024
- Pension RAUM · $3.1B to $3.2BJan 2, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $20B to $26BJan 2, 2024 to Mar 28, 2024
- RAUM · $165B to $193BJan 2, 2024 to Mar 28, 2024
- Accounts · 58 to 62May 13, 2022 to Mar 31, 2023
- Advisory employees · 88 to 104May 13, 2022 to Mar 31, 2023
- BD registered reps · 1 to 2May 13, 2022 to Mar 31, 2023
- Charity clients · 1.0 to unsetMay 13, 2022 to Mar 31, 2023
- HNW clients · unset to 0.0May 13, 2022 to Mar 31, 2023
- Individual clients · unset to 0.0May 13, 2022 to Mar 31, 2023
- Assets in custody · $376M to $309MMay 13, 2022 to Mar 31, 2023
Signals
10 dated events
- L Savonne Ferguson (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Investment Management, Inc.Oct 24, 2024 · Control person joined · fact
- Arlene Klein (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2024-05-24, absent 2024-10-24)Oct 24, 2024 · Control person left · inference
- Arlene Klein (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Investment Management, Inc.May 24, 2024 · Control person joined · fact
- Armando (Dino) Capasso (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2024-03-28, absent 2024-05-24)May 24, 2024 · Control person left · inference
- Ann Mary Picciotto (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2022-04-01, absent 2022-05-13)May 13, 2022 · Control person left · inference
- Armando (Dino) Capasso (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Investment Management, Inc.May 13, 2022 · Control person joined · fact
- Benson Jennifer Dardis (Director) appeared on Schedule A of T.Rowe Price Investment Management, Inc.Jan 27, 2022 · Control person joined · fact
- Joseph William Stromberg (Director) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2021-09-01, absent 2022-01-27)Jan 27, 2022 · Control person left · inference
- Solange Celine Dufetel (Director) no longer on Schedule A of T.Rowe Price Investment Management, Inc. (listed 2021-05-07, absent 2021-09-01)Sep 1, 2021 · Control person left · inference
- T.Rowe Price Investment Management, Inc. filed its initial SEC registration (Form ADV)May 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- TROWEPRICE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 410-345-2000reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026