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RIA / WealthAdvisor29 years in industry

TODD FRANKLIN GREGORY

Advisor at AE WEALTH MANAGEMENT, LLC

Springfield, MO

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Search this name across graphsid dfx:ria:d25155d1-8bf3-6f31-6bbf-7198e4e965f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 17, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 3, 2006
First registration: Jul 17, 1997
Dual registered: no
IAPD individual key: 2473459

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Sep 9, 2019	n/a	yes	Springfield, MO	Current employment
D.H. HILL ADVISORS, INC.	Independent wealth	Oct 1, 2014	Sep 9, 2019	no	KINGWOOD, TX\|Springfield, MO	Previous registration
MONTICELLO INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 27, 2011	Jul 23, 2014	no	NEOSHO, MO	Previous registration
KALOS MANAGEMENT	Former SEC adviser	Jul 23, 2009	Oct 27, 2011	no	PONTE VEDRA BEACH, FL	Previous registration
SUTTERFIELD FINANCIAL GROUP, INC.	Independent wealth	Apr 29, 2008	Jun 2, 2009	no	SPRINGFIELD, MO\|BARTLESVILLE, OK	Previous registration
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Feb 5, 2008	Mar 12, 2008	no	JACKSON, TN	Previous registration
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Jul 16, 2007	Feb 4, 2008	no	KEARNEY, NE\|JACKSON, TN	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 17, 1997	Apr 16, 2003	no	KEARNEY, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.H. HILL ADVISORS, INC.	AE WEALTH MANAGEMENT, LLC	Sep 9, 2019	Sep 9, 2019	0	Firm change	RIA to RIA
MONTICELLO INVESTMENT SERVICES, INC.	D.H. HILL ADVISORS, INC.	Jul 23, 2014	Oct 1, 2014	70	Firm change	Other
KALOS MANAGEMENT	MONTICELLO INVESTMENT SERVICES, INC.	Oct 27, 2011	Oct 27, 2011	0	Firm change	Other
SUTTERFIELD FINANCIAL GROUP, INC.	KALOS MANAGEMENT	Jun 2, 2009	Jul 23, 2009	51	Firm change	Other
SILVER OAK SECURITIES, INC.	SUTTERFIELD FINANCIAL GROUP, INC.	Mar 12, 2008	Apr 29, 2008	48	Firm change	Other
AMERITAS ADVISORY SERVICES	SILVER OAK SECURITIES, INC.	Apr 16, 2003	Jul 16, 2007	1,552	Firm change after gap	Other

Relationships

Registered with (7)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 9, 2019 to presentfactForm ADV
→ D.H. HILL ADVISORS, INC.Registered adviserregistration: previous registration
Oct 1, 2014 to Sep 9, 2019factForm ADV
→ MONTICELLO INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 27, 2011 to Jul 23, 2014factForm ADV
→ KALOS MANAGEMENTRegistered adviserregistration: previous registration
Jul 23, 2009 to Oct 27, 2011factForm ADV
→ SUTTERFIELD FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Apr 29, 2008 to Jun 2, 2009factForm ADV
→ SILVER OAK SECURITIES, INC.Registered adviserregistration: previous registration
Feb 5, 2008 to Mar 12, 2008factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 17, 1997 to Apr 16, 2003factForm ADV

Dated events

No dated event names this entity yet.